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Archival Report| Volume 66, ISSUE 3, P206-213, August 01, 2009

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Childhood Adversity Is Associated with Left Basal Ganglia Dysfunction During Reward Anticipation in Adulthood

      Background

      Childhood adversity increases the risk of psychopathology, but the neurobiological mechanisms underlying this vulnerability are not well-understood. In animal models, early adversity is associated with dysfunction in basal ganglia regions involved in reward processing, but this relationship has not been established in humans.

      Methods

      Functional magnetic resonance imaging was used to examine basal ganglia responses to: 1) cues signaling possible monetary rewards and losses; and 2) delivery of monetary gains and penalties, in 13 young adults who experienced maltreatment before age 14 years and 31 nonmaltreated control subjects.

      Results

      Relative to control subjects, individuals exposed to childhood adversity reported elevated symptoms of anhedonia and depression, rated reward cues less positively, and displayed a weaker response to reward cues in the left globus pallidus. There were no group differences in right hemisphere basal ganglia response to reward cues or in basal ganglia response to loss cues, no-incentive cues, gains, or penalties.

      Conclusions

      Results indicate that childhood adversity in humans is associated with blunted subjective responses to reward-predicting cues as well as dysfunction in left basal ganglia regions implicated in reward-related learning and motivation. This dysfunction might serve as a diathesis that contributes to the multiple negative outcomes and psychopathologies associated with childhood adversity. The findings suggest that interventions that target motivation and goal-directed action might be useful for reducing the negative consequences of childhood adversity.

      Key Words

      Childhood adversity, including abuse, neglect, and exposure to dysfunctional household environments (e.g., witnessing parental violence, living with substance-abusing individuals), increases the risk for psychopathology and substance abuse (
      • Dube S.R.
      • Anda R.F.
      • Felitti V.J.
      • Chapman D.P.
      • Williamson D.F.
      • Giles W.H.
      Childhood abuse, household dysfunction, and the risk of attempted suicide throughout the life span: Findings from the adverse childhood experiences study.
      ,
      • Dube S.R.
      • Felitti V.J.
      • Dong M.
      • Chapman D.P.
      • Giles W.H.
      • Anda R.F.
      Childhood abuse, neglect, and household dysfunction and the risk of illicit drug use: The adverse childhood experiences study.
      ,
      • Anda R.F.
      • Croft J.B.
      • Felitti V.J.
      • Nordenberg D.
      • Giles W.H.
      • Williamson D.F.
      • et al.
      Adverse childhood experiences and smoking during adolescence and adulthood.
      ,
      • Widom C.S.
      Posttraumatic stress disorder in abused and neglected children grown up.
      ,
      • Nelson E.C.
      • Heath A.C.
      • Madden P.A.
      • Cooper M.L.
      • Dinwiddie S.H.
      • Bucholz K.K.
      • et al.
      Association between self-reported childhood sexual abuse and adverse psychosocial outcomes: Results from a twin study.
      ,
      • Gladstone G.L.
      • Parker G.B.
      • Mitchell P.B.
      • Malhi G.S.
      • Wilhelm K.
      • Austin M.P.
      Implications of childhood trauma for depressed women: An analysis of pathways from childhood sexual abuse to deliberate self-harm and revictimization.
      ) and can lead to dysregulated hypothalamic-pituitary-adrenal stress responses (
      • Heim C.
      • Newport D.J.
      • Heit S.
      • Graham Y.P.
      • Wilcox M.
      • Bonsall R.
      • et al.
      Pituitary-adrenal and autonomic responses to stress in women after sexual and physical abuse in childhood.
      ), neuropsychological impairments (
      • Navalta C.P.
      • Polcari A.
      • Webster D.M.
      • Boghossian A.
      • Teicher M.H.
      Effects of childhood sexual abuse on neuropsychological and cognitive function in college women.
      ), and dysfunction in brain regions implicated in learning and memory (
      • Bremner J.D.
      • Vythilingam M.
      • Vermetten E.
      • Southwick S.M.
      • McGlashan T.
      • Nazeer A.
      • et al.
      MRI and PET study of deficits in hippocampal structure and function in women with childhood sexual abuse and posttraumatic stress disorder.
      ). However, potential effects on brain reward circuitry in adulthood have gone unexplored, although there is evidence of altered reward processing in maltreated children (
      • Guyer A.E.
      • Kaufman J.
      • Hodgdon H.B.
      • Masten C.L.
      • Jazbec S.
      • Pine D.S.
      • et al.
      Behavioral alterations in reward system function: The role of childhood maltreatment and psychopathology.
      ). This is important because reward system dysfunction might underlie anhedonia (
      • Fawcett J.
      • Clark D.C.
      • Scheftner W.A.
      • Gibbons R.D.
      Assessing anhedonia in psychiatric patients.
      ), a core component of stress-related psychopathology (
      APA
      Diagnostic and Statistical Manual of Mental Disorders.
      ). Although maltreatment is associated with anhedonia (
      • Lumley M.
      • Harkness K.
      Specificity in the relations among childhood adversity, early maladaptive schemas, and symptom profiles in adolescent depression.
      ) and melancholia (
      • Harkness K.
      • Monroe S.
      Childhood adversity and the endogenous versus nonendogenous distinction in women with major depression.
      ), neural mechanisms underlying these relationships remain unknown.
      In experimental animals, chronic stressors can weaken preferences for sucrose solutions and conditioning for rewarded locations, delay approach to palatable foods, and increase thresholds for brain stimulation reward (
      • Cabib S.
      • Puglisi-Allegra S.
      Stress, depression and the mesolimbic dopamine system.
      ,
      • Matthews K.
      • Robbins T.W.
      Early experience as a determinant of adult behavioural response to reward: The effects of repeated maternal separation in the rat.
      ,
      • Pryce C.R.
      • Dettling A.C.
      • Spengler M.
      • Schnell C.R.
      • Feldon J.
      Deprivation of parenting disrupts development of homeostatic and reward systems in marmoset monkey offspring.
      ,
      • Anisman H.
      • Matheson K.
      Stress, depression, and anhedonia: Caveats concerning animal models.
      ,
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ). These effects are hypothesized to reflect dysfunction in dopaminergic (DA) circuits that project to the basal ganglia (
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ), which are sensitive to early adversity (
      • Martin L.J.
      • Spicer D.M.
      • Lewis M.H.
      • Gluck J.P.
      • Cork L.C.
      Social deprivation of infant rhesus monkeys alters the chemoarchitecture of the brain I. Subcortical regions.
      ). Importantly, in experiments using cue-outcome designs these DA circuits are more strongly associated with incentive motivational processes elicited by reward-predicting cues than with hedonic processes triggered by rewarding outcomes (
      • Smith K.S.
      • Tindell A.J.
      • Aldridge J.W.
      • Berridge K.C.
      Ventral pallidum roles in reward and motivation.
      ,
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ,
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ), suggesting that early adversity might preferentially affect responses to reward-predicting cues. Consistent with this assumption, early adversity in marmosets decreased motivation to obtain rewards without affecting consummatory behavior (
      • Pryce C.R.
      • Dettling A.C.
      • Spengler M.
      • Schnell C.R.
      • Feldon J.
      Deprivation of parenting disrupts development of homeostatic and reward systems in marmoset monkey offspring.
      ). Thus, we hypothesized that childhood adversity in humans could weaken basal ganglia responses to reward-predicting cues while leaving responses to actual rewards intact.
      To test this hypothesis, we used functional magnetic resonance imaging (fMRI) and a monetary incentive delay (MID) task (
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ,
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ) to investigate reward-processing in young adults exposed to maltreatment (
      • Lyons-Ruth K.
      • Connell D.B.
      • Grunebaum H.U.
      • Botein S.
      Infants at social risk: Maternal depression and family support services as mediators of infant development and security of attachment.
      ). This task was selected because it recruits basal ganglia activity across a variety of samples, including adolescents (
      • Bjork J.M.
      • Knutson B.
      • Fong G.W.
      • Caggiano D.M.
      • Bennett S.M.
      • Hommer D.W.
      Incentive-elicited brain activation in adolescents: Similarities and differences from young adults.
      ), young adults (
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ,
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ), and older adults (
      • Samanez-Larkin G.R.
      • Gibbs S.E.
      • Khanna K.
      • Nielsen L.
      • Carstensen L.L.
      • Knutson B.
      Anticipation of monetary gain but not loss in healthy older adults.
      ). Trials began with cues signaling potential rewards, losses, or no-incentive. Next, participants pressed a button in response to a briefly presented target; they were instructed that rapid reaction times (RTs) increased their chances of receiving gains and avoiding penalties. Finally, feedback indicated whether money was gained or lost. Analyses focused on basal ganglia regions of interest (ROIs). Participants also rated cues and outcomes for arousal and valence.
      We predicted that, relative to control subjects, maltreated participants would show slower RT on reward trials, rate reward cues as less positive, and show weaker basal ganglia responses to reward cues. Group differences in response to gains were not predicted, on the basis of recent animal findings (
      • Pryce C.R.
      • Dettling A.C.
      • Spengler M.
      • Schnell C.R.
      • Feldon J.
      Deprivation of parenting disrupts development of homeostatic and reward systems in marmoset monkey offspring.
      ) and evidence that early adversity affects DA transmission (
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ) that is most strongly associated with reward anticipation (
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ,
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ,
      • Schott B.H.
      • Minuzzi L.
      • Krebs R.M.
      • Elmenhorst D.
      • Lang M.
      • Winz O.H.
      • et al.
      Mesolimbic functional magnetic resonance imaging activations during reward anticipation correlate with reward-related ventral striatal dopamine release.
      ).

      Methods and Materials

      Participants

      Maltreated Group

      Maltreated participants were recruited from a study exploring relations between social risk factors and psychopathology in young adulthood (
      • Lyons-Ruth K.
      • Connell D.B.
      • Grunebaum H.U.
      • Botein S.
      Infants at social risk: Maternal depression and family support services as mediators of infant development and security of attachment.
      ). Recruitment was directed at 63 individuals: 18 could not be relocated, 21 were excluded (Supplement 1), 3 could not be scheduled, and 2 declined. The remaining 19 underwent fMRI scanning; data from 6 individuals were excluded due to excessive head movement. The final sample consisted of 13 young adults (4 men) (Table 1). Eight have been studied since infancy (mean ± SD age at enrollment = 8.88 months ± 5.36 months), and five have been studied since young adulthood (20.60 years ± 1.34 years).
      Table 1Sociodemographic and Self-Reported Mood Data
      Maltreated GroupControl Group
      MeanSDMeanSDStatisticp
      % Female69%NA45%NAχ2(1) = 2.14> .13
      Age24.58.8837.0813.77t(40) = 4.87< .001
      Education12.922.2215.281.65t(40) = 3.84< .001
      % Caucasian77%NA76%NAχ2(1) = .006> .94
      MASQ-GDD
      One control participant had missing values for the MASQ and BDI.
      22.7712.9014.892.97t(39) = 3.10< .005
      MASQ-GDA
      One control participant had missing values for the MASQ and BDI.
      17.157.1014.002.46t(39) = 1.56> .13
      MASQ-AD
      One control participant had missing values for the MASQ and BDI.
      55.6920.8442.577.81t(39) = 2.20< .047
      MASQ-AA
      One control participant had missing values for the MASQ and BDI.
      20.623.9318.541.95t(39) = 1.81> .09
      CES-D12.1512.93NANANANA
      BDI-II
      One control participant had missing values for the MASQ and BDI.
      NANA2.252.46NANA
      MASQ, Mood and Anxiety Symptom Questionnaire (
      • Watson D.
      • Clark L.A.
      • Weber K.
      • Assenheimer J.S.
      • Strauss M.E.
      • McCormick R.A.
      Testing a tripartite model. II Exploring the symptom structure of anxiety and depression in student, adult, and patient samples.
      ); GDD, General Distress Depressive symptoms; GDA, General Distress Anxious symptoms; AD, anhedonic depressive symptoms; AA, anxious arousal symptoms; CES-D, Center for Epidemiological Studies Depression Scale (
      • Radloff L.S.
      The CES-D scale: A self-report depression scale for research in the general population.
      ); BDI-II, Beck Depression Inventory (
      • Beck A.T.
      • Steer R.A.
      • Brown G.K.
      Beck Depression Inventory Manual.
      ).
      a One control participant had missing values for the MASQ and BDI.
      Participants were recruited on the basis of evidence of emotional, physical, and/or sexual abuse during childhood that met state guidelines for maltreatment. Evidence of abuse was rated in the original study from multimodal assessments including the Adult Attachment Interview (
      • George C.
      • Kaplan N.
      • Main M.
      Adult Attachment Interview.
      ,
      • Lyons-Ruth K.
      • Block D.
      The disturbed caregiving system: Relations among childhood trauma, maternal caregiving, and infant affect and attachment.
      ), the revised Conflict Tactics Scale (
      • Strauss M.A.
      • Hamby S.L.
      • Boney-McCoy S.
      • Sugarman D.B.
      The revised conflict tactics scale (CTS2).
      ), the Traumatic Stress Schedule (
      • Norris F.H.
      Screening for traumatic stress: A scale for use in the general population.
      ), whether a report of concern for safety was substantiated by protective services before age 7 years, and whether major disruption of placement with the primary caretaker had occurred. Reliability of abuse ratings was high (intraclass correlation coefficient = .99, n = 37). Among the 13 participants, 12 reported abuse before age 12 years (emotional abuse n = 1; physical or sexual abuse n = 6; multiple types of abuse n = 5), with 1 participant reporting abuse beginning at age 13 years (sexual abuse) (see Supplement 1 for details).
      Maltreated participants were right-handed (
      • Chapman L.J.
      • Chapman J.P.
      The measurement of handedness.
      ), reported no history of medical or neurological conditions, and met fMRI safety criteria. Two maltreated participants reported using psychotropic medications in the weeks before scanning (citalopram, n = 1; hydrocodone, n = 1).

      Control Subjects

      Maltreated participants were compared with community control subjects (n = 31) who performed the same task for another study (

      Pizzagalli DA, Holmes AJ, Dillon DG, Goetz EL, Birk JL, Bogdan R, et al. (in press): Reduced caudate and nucleus accumbens response to rewards in unmedicated subjects with major depressive disorder. Am J Psychiatry.

      ). Data from two control subjects were discarded due to excessive head movement. The final sample included 16 men (Table 1). Control subjects were right-handed (
      • Chapman L.J.
      • Chapman J.P.
      The measurement of handedness.
      ); reported no history of neurological or medical conditions, no current or past psychopathology, no psychotropic medication use; and met fMRI safety criteria. Control subjects were older and more educated than maltreated participants, but gender and racial composition were similar (Table 1). Community control subjects were used because the study from which maltreated individuals were recruited did not yield an adequate number of nonmaltreated individuals for comparison.

      Procedure

      Informed Consent

      Participants consented to an institutional review board-approved protocol and were debriefed after the study. Maltreated and control participants were compensated $100 and $80, respectively, for the fMRI session and were given $20–$22 as “earnings” from the task.

      Psychopathology Assessments

      Structured clinical interviews for DSM disorders (SCID-I [
      • First M.B.
      • Spitzer R.L.
      • Gibbon M.
      • Williams J.B.W.
      Structured clinical interviews for DSM-IV axis I disorders (SCID).
      ]) were administered once to control subjects to rule out psychopathology. Two SCIDs were administered to maltreated participants. The first covered lifetime through young adulthood (age at first SCID: 20.10 ± 1.43 years). The second was administered shortly before the experimental session (1.17 ± 1.58 months before) and focused on the interval between young adulthood and the experimental session (interval between SCIDs: 4.48 ± 1.47 years). Both groups completed the Mood and Anxiety Symptoms Questionnaire (MASQ: 35), which assesses anxious arousal (AA), anhedonic depression (AD), and general distress due to anxiety (GDA) or depression (GDD). Maltreated participants completed the Center for Epidemiological Studies Depression Scale (CES-D: 36); control subjects completed the Beck Depression Inventory (BDI-II: 37).

      MID Task

      The MID task was based on previous studies (
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ) and identical to a prior version (
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ). There were five blocks of 24 trials. Trials began with one of three visual cues (1.5 sec) signaling potential outcomes (reward: +$; loss: −$; no-incentive: $0) (8 trials/cue/block). After a jittered interstimulus interval (ISI: 3–7.5 sec), a red square was presented for a variable duration. Participants responded to the square with a button press. After a second ISI (4.4–8.9 sec), visual feedback (1.5 sec) indicated delivery of a gain (range: $1.96 to $2.34; mean: $2.15), penalty (range: $1.81 to −$2.19; mean: −$2.00), or “no change”. Reward trials ended with gains or no change, loss trials ended with penalties or no change, and no-incentive trials ended in no change. An intertrial-interval separated the trials (3–12 sec).
      To achieve a balanced design, one-half the reward and loss trials ended in gains and penalties, respectively. However, participants were told that rapid RTs increased their chances of receiving gains and avoiding penalties, so that RT could be used to probe incentive motivation. After blocks two and four, participants rated cues and outcomes for arousal (1 = low, 5 = high) and valence (1 = negative, 5 = positive). Ratings data were not collected for two maltreated participants due to time constraints, and reward cue valence ratings were not collected from one control subject due to error.

      MRI Acquisition

      The MRI data were acquired on a 1.5-T Symphony/Sonata scanner (Siemens Medical Systems; Iselin, New Jersey), with tilted slice acquisition and z-shimming to minimize susceptibility artifacts (
      • Deichmann R.
      • Gottfried J.A.
      • Hutton C.
      • Turner R.
      Optimized EPI for fMRI studies of the orbitofrontal cortex.
      ). During structural imaging, a T1-weighted magnetization prepared rapid gradient echo volume was acquired (repetition time [TR]/echo time [TE]: 2730/3.39 msec; field-of-view [FOV]: 256 mm, 1 × 1 × 1.33 mm voxels; 128 slices). During functional imaging, gradient echo T2*-weighted echo planar images were acquired (TR/TE: 2500/35 msec; FOV: 200 mm, 3.125 × 3.125 × 3 mm voxels; 35 slices; 222 volumes).

      Data Analysis

      Mood

      Between-groups t tests tested for differences on the MASQ.

      RT and Affective Ratings

      After removing outliers (RTs exceeding mean ± 3 SD), RTs were entered into a Group × Cue × Block analysis of variance (ANOVA). Ratings were entered into Group × Cue or Group × Outcome ANOVAs. Significant differences were followed-up with t tests. The Greenhouse-Geisser correction was used when sphericity was violated.

      fMRI

      Neuroimaging data were analyzed with FS-FAST (http://surfer.nmr.mgh.harvard.edu) and FreeSurfer (
      • Fischl B.
      • Salat D.H.
      • Busa E.
      • Albert M.
      • Dieterich M.
      • Haselgrove C.
      • et al.
      Whole brain segmentation: Automated labeling of neuroanatomical structures in the human brain.
      ). Pre-processing included motion and slice-time correction, removal of slow trends with a second order polynomial, intensity normalization, and spatial smoothing (6 mm full-width-at-half-maximal Gaussian filter). Hemodynamic responses were modeled as a γ function convolved with stimulus onsets. A temporal whitening filter estimated and corrected for autocorrelation in the noise. Participants with head movement >3.75 mm or degrees were excluded (approximately the size of 1 functional voxel; control: n = 2; maltreated: n = 6). For remaining participants, motion parameters were included as nuisance regressors.
      Four basal ganglia ROIs were defined by FreeSurfer's subcortical segmentation algorithm: nucleus accumbens (NAcc), caudate, putamen, and globus pallidus (
      • Fischl B.
      • Salat D.H.
      • Busa E.
      • Albert M.
      • Dieterich M.
      • Haselgrove C.
      • et al.
      Whole brain segmentation: Automated labeling of neuroanatomical structures in the human brain.
      ,
      • Tae W.S.
      • Kim S.S.
      • Lee K.U.
      • Nam E.-C.
      • Kim K.W.
      Validation of hippocampal volumes measured using a manual method and two automated methods (FreeSurfer and IBASPM) in chronic major depressive disorder.
      ) (Supplement 1). Average β weights measuring the fit of the data to the model were extracted from each ROI for the cues and three outcomes (gains, penalties, no change feedback on no-incentive trials) and entered into Group × Cue (or Outcome) × Hemisphere × Structure (NAcc, caudate, putamen, pallidus) ANOVAs. Significant effects were followed-up with ANOVAs and t tests. Analysis of covariance (ANCOVA) was not used, because groups differed on the potential covariates, age, and education, violating a key assumption of ANCOVA (
      • Miller G.A.
      • Chapman J.P.
      Misunderstanding analysis of covariance.
      ) (Supplement 1).

      Basal Ganglia Volumetry

      Basal ganglia volumes were extracted from FreeSurfer, divided by intracerebral volume, multiplied by 100 to yield percent intracerebral volume scores, and entered into a Group × Hemisphere × Structure ANOVA.

      Regression Analyses Including Age and Education

      Group differences were followed-up with hierarchical regressions to determine whether they remained after removing variance associated with age and education. Possible effects of age on findings were also investigated by comparing maltreated participants to a subsample of 13 age-matched control subjects (Supplement 1); it was not possible to select a subsample of education-matched control subjects.

      Results

      Clinical Data

      Seventy-seven percent of maltreated participants met DSM-IV criteria for an Axis I disorder at some time (Table 2). On the SCID proximal to scanning, one participant met criteria for MDD, agoraphobia, Generalized Anxiety Disorder (GAD), and posttraumatic stress disorder; another met criteria for GAD (see Supplement 1 for results excluding these participants). No other participants displayed current axis I disorder.
      Table 2Current and Lifetime Axis I Diagnoses for Maltreated Participants
      SubjectPeriodDiagnoses
      1CurrentGeneralized anxiety disorder
      LifetimeMajor depressive disorder; alcohol abuse; cannabis abuse
      2CurrentNone
      LifetimeMajor depressive disorder; specific phobia
      3CurrentNone
      LifetimeAlcohol abuse
      4CurrentNone
      LifetimeAnxiety disorder, not otherwise specified
      5CurrentMajor depressive disorder; agoraphobia without panic disorder; generalized anxiety disorder; post-traumatic stress disorder
      LifetimeMajor depressive disorder; alcohol dependence; hallucinogen dependence; eating disorders
      6CurrentNone
      LifetimeNone
      7CurrentNone
      LifetimeMajor depressive disorder
      8CurrentNone
      LifetimeNone
      9CurrentNone
      LifetimeAlcohol dependence; bipolar I disorder
      10CurrentNone
      LifetimeAlcohol dependence; cannabis dependence; opioid dependence
      11CurrentNone
      LifetimePanic disorder without agoraphobia; cannabis abuse
      12CurrentNone
      LifetimeGeneralized anxiety disorder; social phobia; alcohol abuse; cannabis abuse
      13CurrentNone
      LifetimeNone
      The mean CES-D score for the maltreated group was low (Table 1). The CES-D scores of 16–26 indicate mild depression, whereas scores above 26 indicate increasingly severe depression (
      • Blumenthal J.A.
      • Lett H.S.
      • Babyak M.A.
      • White W.
      • Smith P.K.
      • Mark D.B.
      • et al.
      NORG Investigators
      Depression as a risk factor for mortality after coronary artery bypass surgery.
      ); by these criteria, the maltreated group was not depressed. Ten maltreated participants indicated no depression (CES-D < 16), two indicated mild depression (CES-D = 17, 23), and one indicated more severe depression (CES-D = 49) (see Supplement 1 for results excluding these participants). However, despite absence of clinical depression, maltreated and control groups differed on MASQ GDD and AD scores (Table 1).

      RT

      There was a significant Cue effect [F(2,80) = 23.40, p < .001]. The RT was fastest on reward trials (335.16 ± 68.15 msec), intermediate on loss trials (354.54 ± 69.50 msec), and slowest on no-incentive trials (397.90 ± 88.82 msec) (all p values < .001) (Figure 1), indicating that participants were motivated to obtain gains and avoid penalties. There was a trend for Group [F(1,40) = 2.89, p = .097], because maltreated participants responded more slowly (389.07 ± 68.69 msec) than control subjects (350.63 ± 67.42 msec). However, contrary to predictions, group differences were not specific to reward trials, Group × Cue [F(2,80) < 1].
      Figure thumbnail gr1
      Figure 1Reaction time to the target by Group and Cue. Error bars reflect the SEM.

      Affective Ratings

      As predicted, analysis of cue-elicited valence revealed a Group effect [F(1,37) = 10.33, p = .003], and a Group × Cue interaction [F(2,74) = 4.14, p = .02]. Reward cues were rated less positively by maltreated participants (2.32 ± .98) relative to control subjects (3.38 ± .78) [t(37) = 3.55, p = .001, Hedges' G = 1.24 (SE = .38; 95% CI: .49−1.99)] (Figure 2). Group differences for no-incentive and loss cues were nonsignificant (p values > .13).
      Figure thumbnail gr2
      Figure 2Valence ratings in response to cues. Data are plotted as change scores relative to neutral valence, which was 3 on the 5-point scale (1 = most negative, 3 = neutral, 5 = most positive). Maltreated participants rated reward cues significantly less positively than control subjects. Bars indicate the SEM. *p < .05.
      No further evidence for group differences emerged, although there was a trend (p < .09) for maltreated participants to rate all outcomes as less positive than control subjects. Additional analyses revealed that cues and outcomes elicited intended affective responses (Supplement 1).

      Basal Ganglia Responses

      Cues

      There were two effects involving Group: a Group × Structure interaction [F(3,120) = 3.26, p < .05] and a Group × Cue × Hemisphere interaction [F(2,80) = 3.77, p = .03]. To evaluate the triple interaction, Group × Cue ANOVAs were performed in each hemisphere. The interaction was significant in the left hemisphere [F(2,80) = 3.84, p < .04] [right hemisphere, F(2,80) < 1]. Two steps were taken to decompose this interaction. First, within-group tests examined whether cues elicited differential activity in each group. In control subjects, a one-way ANOVA on data averaged across left hemisphere ROIs confirmed the predicted Cue effect [F(2,56) = 7.54, p = .005]: responses to reward cues (.048 ± .06) were stronger (p values < .006) than responses to no-incentive (.006 ± .05) or loss cues (.021 ± .05), which did not differ (p = .17). By contrast, a similar ANOVA in maltreated participants was nonsignificant [F(2,24) = 1.18, p = .32]: follow-up t tests revealed no differences among responses to no-incentive (.021 ± .04), loss (.039 ± .04), or reward cues (.019 ± .05) (p values > .10). Second, a between-groups t test investigated the predicted difference in reward cue responses averaged across left hemisphere ROIs; the test was nonsignificant [t(40) = 1.42, p = .16].
      In light of the Group × Structure interaction, additional Group × Cue ANOVAs were conducted for each left hemisphere structure to investigate whether group differences were stronger in particular ROIs. The Group × Cue interaction was not significant in the left NAcc or caudate [all F(2,80) < 2.74, p values > .08] but was significant in the left putamen [F(2,80) = 3.60, p < .05] and left pallidus [F(2,80) = 3.73, p = .03]. Accordingly, between-groups t tests were conducted in these regions (Figure 3).
      Figure thumbnail gr3
      Figure 3Left hemisphere reward anticipation deficit in the maltreated group. Mean β weights in the left putamen (top) and left globus pallidus (bottom) by Group and Cue. The coronal image in the center depicts the FreeSurfer subcortical segmentation for a representative participant, with the putamen in pink and the globus pallidus in blue. The maltreated group showed a blunted response to reward cues in both structures. Furthermore, whereas control subjects showed significant modulation of activity as a function of Cue in both regions, the maltreated group did not. *p < .05; #p < .10.
      For the left putamen, control subjects generated a marginally stronger response to reward cues (.052 ± .07) than maltreated participants (.018 ± .04) [t(40) = 1.73, p = .09, Hedges' G = .57 (SE = .34; 95% CI: −.10–1.23), but responses to no-incentive and loss cues were similar (p values > .36). For the left pallidus, control subjects generated a stronger response to reward cues (.052 ± .05) than maltreated participants (.001 ± .05) [t(40) = 2.55, p = .02, Hedges' G = .83 (SE = .35; 95% CI: .16–1.51], but responses to no-incentive and loss cues were again similar, p values > .53. Finally, within-group one-way ANOVAs confirmed that the Cue effect was significant in both regions for control subjects [all F > 12.18, p values < .001] but in neither region for maltreated participants [all F < 1.03, p > .36]. Thus, the predicted group difference in reward cue response emerged for the left pallidus, with a similar trend in the left putamen.

      Outcomes

      The ANOVA revealed no evidence for between-group differences in outcome responses (all effects involving Group, p values > .18).

      Basal Ganglia Volumes

      There was a Group effect [F(1,40) = 18.60, p < .001] and several interactions involving Group: Group × Hemisphere [F(1,40) = 4.43, p = .04], Group × Structure [F(3,120) = 5.86, p = .003], and Group × Hemisphere × Structure [F(3,120) = 3.24, p = .04]. Group × Hemisphere ANOVAs were conducted at each structure, to decompose the highest-order interaction. The interaction was only significant for the putamen [F(1,40) = 5.77, p = .02] [all F(1,40) < 1.24, p values > .26 for other structures]. The t tests revealed larger putamen volumes for maltreated participants in the left hemisphere (maltreated: .406 ± .03; control subjects: .356 ± .04) [t(40) = −3.80, p < .001, Hedges' G = −1.24 (SE = .36; 95% CI: −1.95 to −.54)] and right hemisphere (maltreated: .385 ± .03; control subjects: .348 ± .04), [t(40) = −2.98, p = .005, Hedges' G = −.95 (SE = .35; 95% CI: −1.66 to −.29)].
      These results likely reflect the group difference in age. Indeed, among control subjects, age was significantly negatively correlated with putamen volume in the left (control subjects: r = −.70, p < .001; maltreated: r = −.47, p = .11) and right (control subjects: r = −.60, p = .001; maltreated: r = −.33, p = .27) hemispheres. Accordingly, hierarchical regressions predicting putamen volume by age (entered first) and group (entered second) revealed strong effects for age (left putamen: β = −.61, p < .001; right putamen: β = −.56, p < .001), whereas Group was not a significant predictor of volume (left putamen: β = .24, p = .06; right putamen: β = .17, p = .22).

      Regression Analyses

      Additional regressions tested for effects of Group (entered second: 0 = control, 1 = maltreated) on reward cue valence ratings, MASQ AD, and MASQ GDD after accounting for age and education (entered first). For each variable, Group emerged as a significant predictor after accounting for age and education (MASQ AD: β = .39, p < .05; MASQ GDD: β = .37, p = .05; reward cue valence ratings: β = −.47, p = .01). Furthermore, Group improved each model (ΔRs2 > .08, ΔFs > 4.02, p values < .053).
      Next, two sets of regressions evaluated whether group differences in left putamen and left pallidus reward cue responses remained after accounting for other variables. In the first models, variables not hypothesized to relate specifically to reward processing (volumetric data, age, education, MASQ GDA, MASQ AA) were entered first, and Group was entered second. Group predicted left putamen and left pallidus reward cue responses in these models (Table 3), although the putamen results narrowly missed significance (left putamen: Group β = −.39, p = .06; left pallidus: Group β = −.52, p = .04). Furthermore, Group improved the models (left putamen: ΔR2 = .08, ΔF = 3.80, p = .06; left pallidus: ΔR2 = .10, ΔF = 4.66, p = .04).
      Table 3Hierarchical Regression Results for Left Putamen and Left Pallidus Reward Cue Response
      PredictorStepβtp
      Left Putamen
       First model
        Volume1.01.05.96
        Age1−.39−1.78.08
        Education1−.04−.20.85
        MASQ-GDA1.24.99.33
        MASQ-AA1−.43−1.74.09
        Group2−.39−1.95.06
       Second model
        Volume1−.07−.28.78
        Age1−.38−1.65.11
        Education1−.10−.55.59
        MASQ-GDA1.311.14.26
        MASQ-AA1−.27−1.05.30
        MASQ-AD1−.27−1.08.29
        Reward Cue valence ratings1.261.37.18
        Group2−.18−.79.44
      Left Pallidus
       First model
        Volume1.13.52.61
        Age1−.21−1.01.32
        Education1−.06−.31.76
        MASQ-GDA1.241.01.32
        MASQ-AA1−.42−1.75.09
        Group2−.52−2.16.04
       Second model
        Volume1.12.43.67
        Age1−.19−.79.44
        Education1−.11−.55.58
        MASQ-GDA1.18.62.54
        MASQ-AA1−.31−1.20.24
        MASQ-AD1.00.00.99
        Reward Cue valence ratings1.281.43.16
        Group2−.34−1.21.24
      Group was coded 0 = control subjects, 1 = maltreated. See Table 1 for additional details. Abbreviations as in Table 1.
      In the second models, reward cue valence ratings and MASQ AD scores were added in step one. The MASQ AD was used rather than MASQ GDD, because the scales were correlated (r = .85, p < .001), and anhedonia is directly related to reward responsiveness (
      • Pizzagalli D.A.
      • Jahn A.L.
      • O'Shea J.P.
      Toward an objective characterization of an anhedonic phenotype: A signal-detection approach.
      ). Not surprisingly, the Group effect was weakened (Table 3). Group no longer predicted reward cue response in left putamen (β = −.18, p = .44) or left pallidus (β = −.34, p = .24) and no longer improved the models (left putamen: ΔR2 = .02, ΔF < 1, p = .44; left pallidus: ΔR2 = .04, ΔF = 1.45, p = .24). These results indicate that group differences in reward cue valence ratings, MASQ AD, and left putamen/left pallidus reward cue responses share common variance. Indeed, left hemisphere basal ganglia reward responses were negatively correlated with MASQ AD across groups (putamen: r = −.31, p = .05; pallidus: r = −.26, p = .097) and positively correlated with reward cue valence ratings (putamen: r = .36, p = .02; pallidus: r = .29, p = .07).

      Discussion

      Consistent with findings in nonhuman animals (
      • Cabib S.
      • Puglisi-Allegra S.
      Stress, depression and the mesolimbic dopamine system.
      ,
      • Matthews K.
      • Robbins T.W.
      Early experience as a determinant of adult behavioural response to reward: The effects of repeated maternal separation in the rat.
      ,
      • Pryce C.R.
      • Dettling A.C.
      • Spengler M.
      • Schnell C.R.
      • Feldon J.
      Deprivation of parenting disrupts development of homeostatic and reward systems in marmoset monkey offspring.
      ,
      • Anisman H.
      • Matheson K.
      Stress, depression, and anhedonia: Caveats concerning animal models.
      ,
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ), maltreated participants reported elevated depressive and anhedonic symptoms, rated reward-predicting cues less positively, and showed decreased anticipatory reward activity in the left pallidus relative to control subjects. Results indicate that childhood adversity that includes maltreatment is associated with impaired reward processing (
      • Lumley M.
      • Harkness K.
      Specificity in the relations among childhood adversity, early maladaptive schemas, and symptom profiles in adolescent depression.
      ,
      • Harkness K.
      • Monroe S.
      Childhood adversity and the endogenous versus nonendogenous distinction in women with major depression.
      ). Furthermore, the findings highlight a neural mechanism that could contribute to relationships between childhood adversity and psychopathology: decreased anticipatory reward activity in the left basal ganglia. The pallidus integrates reward information and conveys it to motor cortex via the thalamus (
      • Frank M.J.
      • Claus E.D.
      Anatomy of a decision: Striato-orbitofrontal interactions in reinforcement learning, decision making, and reversal.
      ). Thus, pallidus dysfunction might weaken the ability of reward-predicting cues to elicit goal-directed actions.
      The relationship between childhood adversity and decreased subjective and neural responses to reward-predicting cues rather than rewards themselves was predicted on the basis of findings in nonhuman animals. For example, early maternal deprivation in marmosets impaired motivation to work for liquid reinforcement but did not affect consummatory behavior (
      • Pryce C.R.
      • Dettling A.C.
      • Spengler M.
      • Schnell C.R.
      • Feldon J.
      Deprivation of parenting disrupts development of homeostatic and reward systems in marmoset monkey offspring.
      ). We expected similar results, because DA neurons that project to the basal ganglia are susceptible to stress-related dysfunction (
      • Anisman H.
      • Matheson K.
      Stress, depression, and anhedonia: Caveats concerning animal models.
      ,
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ) and critical for incentive motivation (
      • Smith K.S.
      • Tindell A.J.
      • Aldridge J.W.
      • Berridge K.C.
      Ventral pallidum roles in reward and motivation.
      ,
      • Schott B.H.
      • Minuzzi L.
      • Krebs R.M.
      • Elmenhorst D.
      • Lang M.
      • Winz O.H.
      • et al.
      Mesolimbic functional magnetic resonance imaging activations during reward anticipation correlate with reward-related ventral striatal dopamine release.
      ). However, it should be noted that early adversity can also weaken the hedonic impact of obtained rewards (
      • Matthews K.
      • Robbins T.W.
      Early experience as a determinant of adult behavioural response to reward: The effects of repeated maternal separation in the rat.
      ,
      • Willner P.
      Chronic mild stress (CMS) revisited: Consistency and behavioural-neurobiological concordance in the effects of CMS.
      ), possibly via effects on opioid systems (
      • Kalinichev M.
      • Easterling K.W.
      • Holtzman S.G.
      Early neonatal experience of Long-Evans rats results in long-lasting changes in morphine tolerance and dependence.
      ). Accordingly, group differences in consummatory responses might emerge in larger samples or different paradigms.
      The findings are consistent with the hypothesis that childhood adversity might have affected the development of DA systems. However, any strong causal interpretation of the data would be premature. In this small sample, we cannot disentangle effects of maltreatment per se from many potential correlates of maltreatment, such as inherited dysfunction in neural activity, parental depression or substance abuse, or the contribution of previous psychiatric issues (Table 2). Prospective studies using larger samples are needed to distinguish among such correlated factors.
      Although the SCID and CES-D revealed little evidence of current clinical depression in maltreated participants, the groups differed on self-reported symptoms of depression and anhedonia. Moreover, when MASQ-AD scores and reward cue valence ratings were controlled, the Group effect on left pallidus reward cue responses became nonsignificant. One possibility is that the anhedonic symptoms and basal ganglia dysfunction are two manifestations of the same dysfunction. Indeed, MASQ-AD scores and reward cue responses in the left pallidus and left putamen were negatively correlated. In addition, the attenuated response to reward-predicting cues in the left pallidus is consistent with evidence of basal ganglia dysfunction in clinical depression. For example, relative to control subjects, depressed individuals showed weaker basal ganglia responses to reward-predicting cues and gains in the MID task (

      Pizzagalli DA, Holmes AJ, Dillon DG, Goetz EL, Birk JL, Bogdan R, et al. (in press): Reduced caudate and nucleus accumbens response to rewards in unmedicated subjects with major depressive disorder. Am J Psychiatry.

      ), reduced ventral striatal responses to positive words (
      • Epstein J.
      • Pan H.
      • Kocsis J.H.
      • Yang Y.
      • Butler T.
      • Chusid J.
      • et al.
      Lack of ventral striatal response to positive stimuli in depressed versus normal subjects.
      ), decreased caudate glucose metabolism (
      • Gabbay V.
      • Hess D.A.
      • Liu S.
      • Babb J.S.
      • Klein R.G.
      • Gonen O.
      Lateralized caudate metabolic abnormalities in adolescent major depressive disorder: A proton MR spectroscopy study.
      ) and blood flow (
      • Drevets W.C.
      • Videen T.O.
      • Price J.L.
      • Preskorn S.H.
      • Carmichael S.T.
      • Raichle M.E.
      A functional anatomical study of unipolar depression.
      ), and reduced extracellular caudate and putamen DA (
      • Meyer J.H.
      • McNeely H.E.
      • Sagrati S.
      • Boovariwala A.
      • Martin K.
      • Verhoeff N.P.
      • et al.
      Elevated putamen D(2) receptor binding potential in major depression with motor retardation: An [11C]raclopride positron emission tomography study.
      ).
      The restriction of deficits to the left hemisphere was not predicted but echoes reports that poststroke depression more often follows damage to the left versus right hemisphere (
      • Starkstein S.E.
      • Robinson R.G.
      • Price T.R.
      Comparison of cortical and subcortical lesions in the production of poststroke mood disorders.
      ), with globus pallidus lesions highly predictive of depression (
      • Vataja R.
      • Leppavuori A.
      • Pohjasvaara T.
      • Mantyla R.
      • Aronen H.J.
      • Salonen O.
      • et al.
      Poststroke depression and lesion location revisited.
      ). Moreover, a study in healthy participants reported a positive correlation between D2-receptor availability in the left putamen and incentive motivation (
      • Tomer R.
      • Goldstein R.Z.
      • Wang G.J.
      • Wong C.
      • Volkow N.D.
      Incentive motivation is associated with striatal dopamine asymmetry.
      ), consistent with the fact that left hemisphere group differences were specific to reward anticipation. Findings are also consistent with reported relationships between childhood maltreatment and electrophysiological abnormalities over the left hemisphere (
      • Teicher M.H.
      • Ito Y.
      • Glod C.A.
      • Andersen S.L.
      • Dumont N.
      • Ackerman E.
      Preliminary evidence for abnormal cortical development in physically and sexually abused children using EEG coherence and MRI.
      ). The reason for this hemispheric asymmetry is unclear, but asymmetrical projections of DA neurons might play a role (
      • Carlson J.N.
      • Fitzgerald L.W.
      • Keller R.W.
      • Glick S.D.
      Lateralized changes in prefrontal cortical dopamine activity induced by controllable and uncontrollable stress in the rat.
      ).
      Critically, results do not reflect a global deficit in maltreated participants. There were no significant group differences in affective ratings to any stimulus except reward cues and no differences in basal ganglia response to: 1) loss or no-incentive cues in the left hemisphere, 2) any cue in the right hemisphere, or 3) any outcome. Furthermore, group differences in left pallidus reward cue responses remained after controlling for anxiety and general distress (Table 3).
      The study possesses several limitations. First, several maltreated individuals were excluded due to active substance abuse, and the striatum is tonically hypoactive in substance abusers (
      • Volkow N.D.
      • Fowler J.S.
      • Wang G.J.
      • Swanson J.M.
      Dopamine in drug abuse and addiction: Results from imaging studies and treatment implications.
      ). Thus, we might have excluded individuals with severe reward processing dysfunction, yielding a conservative estimate of effects of maltreatment on reward processing. Second, the lack of group differences in response to loss cues and penalties might reflect a weakness of the MID task: because participants knew they would be paid for participation, the loss cues and penalties might not have been sufficiently aversive to elicit group differences. Notably, other studies report relationships between childhood adversity and sensitivity to emotionally negative stimuli (e.g., [
      • Pollak S.D.
      Mechanisms linking early experience and the emergence of emotions.
      ]). Third, the current sample was too small to determine whether a dose–response relationship exists between extent or age of onset of maltreatment and responses to reward cues or to examine whether specific types of maltreatment have different effects on reward processing. Larger studies are needed to address these issues and to investigate whether particular genetic backgrounds or social supports can protect reward systems from adversity-induced dysfunction (
      • Kaufman J.
      • Yang B.Z.
      • Douglas-Palumberi H.
      • Houshyar S.
      • Lipschitz D.
      • Krystal J.H.
      • et al.
      Social supports and serotonin transporter gene moderate depression in maltreated children.
      ,
      • Charney D.
      Psychobiological mechanisms for resilience and vulnerability: Implications for successful adaptation to extreme stress.
      ).
      Fourth, because control subjects and maltreated participants were from different cohorts, variables besides maltreatment might have affected the results. Three considerations mitigate this concern. First, the loss and no-incentive conditions and cue/outcome design served as internal controls that allowed us to pinpoint the predicted differences in reward anticipation; the lack of differences in other conditions argues against a general deficit in maltreated participants. Second, the strong basal ganglia response to reward cues demonstrated by the control subjects is the norm in the MID task and has been demonstrated in samples differing in age, education, and sociodemographic data (
      • Knutson B.
      • Cooper J.C.
      Functional magnetic resonance imaging of reward prediction.
      ,
      • Dillon D.G.
      • Holmes A.J.
      • Jahn A.L.
      • Bogdan R.
      • Wald L.L.
      • Pizzagalli D.A.
      Dissociation of neural regions associated with anticipatory versus consummatory phases of incentive processing.
      ,
      • Bjork J.M.
      • Knutson B.
      • Fong G.W.
      • Caggiano D.M.
      • Bennett S.M.
      • Hommer D.W.
      Incentive-elicited brain activation in adolescents: Similarities and differences from young adults.
      ,
      • Samanez-Larkin G.R.
      • Gibbs S.E.
      • Khanna K.
      • Nielsen L.
      • Carstensen L.L.
      • Knutson B.
      Anticipation of monetary gain but not loss in healthy older adults.
      ). Thus, the findings reflect a deficit in maltreated participants rather than atypical results in the control subjects. Third, Group predicted left pallidus reward cue responses after adjusting for age, education, anxiety, and basal ganglia volumes. Nonetheless, groups might have differed on other variables not measured, especially because maltreated individuals tend to be exposed to multiple forms of childhood adversity (
      • Dong M.
      • Anda R.F.
      • Felitti V.J.
      • Dube S.R.
      • Williamson D.F.
      • Thompson T.J.
      • et al.
      The interrelatedness of multiple forms of childhood abuse, neglect, and household dysfunction.
      ). Consequently, results should be interpreted in terms of childhood adversity rather than maltreatment per se.
      This work was supported by grants from the National Institute of Mental Health to Dr. Pizzagalli (R01MH68376, R21MH078979) and Dr. Lyons-Ruth (R01MH062030) as well as Harvard University's Robert Wood Johnson Health and Society Scholars program and Talley Fund award to Dr. Pizzagalli. We are grateful to Kyle Ratner, Elena Goetz, James O'Shea, and Decklin Foster for their skilled assistance, to Drs. Lawrence L. Wald and Christopher Wiggins for their help implementing the optimized fMRI pulse sequence used in the present study, and to Dr. Douglas N. Greve for his expert assistance with the FS-FAST and FreeSurfer packages.
      Dr. Pizzagalli has received research support from GlaxoSmithKline and Merck & Co. for studies unrelated to this project. The other authors report no biomedical financial interests or potential conflicts of interest.

      Supplementary data

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