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Archival Report| Volume 64, ISSUE 12, P1026-1034, December 15, 2008

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Impairment of Working Memory Maintenance and Response in Schizophrenia: Functional Magnetic Resonance Imaging Evidence

Published:September 29, 2008DOI:https://doi.org/10.1016/j.biopsych.2008.07.029

      Background

      Comparing prefrontal cortical activity during particular phases of working memory in healthy subjects and individuals diagnosed with schizophrenia might help to define the phase-specific deficits in cortical function that contribute to cognitive impairments associated with schizophrenia. This study featured a spatial working memory task, similar to that used in nonhuman primates, that was designed to facilitate separating brain activation into encoding, maintenance, and response phases.

      Methods

      Fourteen patients with schizophrenia (4 medication-free) and 12 healthy comparison participants completed functional magnetic resonance imaging while performing a spatial working memory task with two levels of memory load.

      Results

      Task accuracy was similar in patients and healthy participants. However, patients showed reductions in brain activation during maintenance and response phases but not during the encoding phase. The reduced prefrontal activity during the maintenance phase of working memory was attributed to a greater rate of decay of prefrontal activity over time in patients. Cortical deficits in patients did not appear to be related to antipsychotic treatment. In patients and in healthy subjects, the time-dependent reduction in prefrontal activity during working memory maintenance correlated with poorer performance on the memory task.

      Conclusions

      Overall, these data highlight that basic research insights into the distinct neurobiologies of the maintenance and response phases of working memory are of potential importance for understanding the neurobiology of cognitive impairment in schizophrenia and advancing its treatment.

      Key Words

      Working memory (WM) involves the temporary storage of items for use in current mental operations and the guidance of ongoing behavior (
      • Baddeley A.D.
      Working memory.
      ). Cognitive neuroscientists often view WM as involving an initial phase of encoding percepts; a middle phase of maintaining, updating, scanning, and manipulating the WM contents; and a final phase of selecting and enacting responses. Preclinical research provides insights into WM neurobiology. Single-cell recordings in nonhuman primates indicate that some neurons in lateral prefrontal cortex (PFC) fire throughout the time period during which information is maintained in WM (
      • Fuster J.M.
      • Alexander G.E.
      Neuron activity related to short-term memory.
      ,
      • Funahashi S.
      • Bruce C.J.
      • Goldman-Rakic P.S.
      Mnemonic coding of visual space in the primate dorsolateral prefrontal cortex.
      ). A somewhat distinct but partially overlapping population of PFC neurons fire in the response phase (
      • Funahashi S.
      • Bruce C.J.
      • Goldman-Rakic P.S.
      Visiospatial coding in primate prefrontal neurons revealed by oculomotor paradigms.
      ).
      Functional neuroimaging studies have generally supported the hypothesis that WM deficits in schizophrenia (SZ) are related to PFC dysfunction. However, some investigators report that patients with shizophrenia (SZS) have deficient activation in PFC (
      • Barch D.
      • Carter C.S.
      • Braver T.S.
      • Saab F.W.
      • MacDonald A.
      • Noll D.C.
      • et al.
      Selective deficits in prefrontal cortex function in medication-naive patients with schizophrenia.
      ,
      • Callicott J.H.
      • Ramsey N.F.
      • Tallent K.
      • Bertolini A.
      • Knable M.B.
      • Coppola R.
      • et al.
      Functional magnetic resonance imaging brain mapping in psychiatry: Methodological issues illustrated in a study of working memory in schizopahrenia.
      ,
      • Weinberger D.R.
      • Berman K.F.
      • Zec R.F.
      Physiological dysfunction of dorsolateral prefrontal cortex in schizophrenia: I Regional cerebral blood flow evidence.
      ), and others report no difference or even increased activation (
      • Honey G.D.
      • Bullmore E.T.
      • Sharma T.
      De-coupling of cognitive performance and cerebral functional response during working memory in schizophrenia.
      ,
      • Callicott J.H.
      • Bertolini A.
      • Mattay V.S.
      • Langheim F.
      • Duyn J.
      • Coppola R.
      • et al.
      Physiological dysfunction of the dorsolateral prefrontal cortex in schizophrenia revisited.
      ,
      • Manoach D.S.
      • Gollub R.L.
      • Benson E.S.
      • Searl M.M.
      • Goff D.C.
      • Halpern E.
      • et al.
      Schizophrenic subjects show aberrant fMRI activation of dorsolateral prefrontal cortex and basal ganglia during working memory performance.
      ,
      • Manoach D.S.
      • Press D.Z.
      • Thangaraj V.
      • Searl M.M.
      • Goff D.C.
      • Halpern E.
      • et al.
      Schizophrenic subjects activate dorsolateral prefrontal cortex during a working memory task, as measured by fMRI.
      ). These conflicting findings might be related to the differential impact of increasing WM load on PFC activation in SZS and healthy comparison subjects (HCS) (
      • Callicott J.H.
      • Bertolini A.
      • Mattay V.S.
      • Langheim F.
      • Duyn J.
      • Coppola R.
      • et al.
      Physiological dysfunction of the dorsolateral prefrontal cortex in schizophrenia revisited.
      ,
      • Manoach D.S.
      Prefrontal cortex dysfunction during working memory performance in schizophrenia: Reconciling discrepant findings.
      ,
      • Carter C.S.
      • Perlstein W.
      • Ganguli R.
      • Jaspreet B.
      • Mintun M.
      • Cohen J.D.
      Functional hypofrontality and working memory dysfunction in schizophrenia.
      ).
      The three phases of WM have distinct neurobiologies that might help to inform our understanding of cortical dysfunction in SZS. Preclinical data suggest that the distinctive kinetics of N-methyl-D-aspartate (NMDA) glutamate receptor activation, facilitated by D1 receptor activity, allow prefrontal cortical networks to produce sustained, modulated activation necessary for WM maintenance (
      • Williams G.V.
      • Goldman-Rakic P.S.
      Modulation of memory fields by dopamine D1 receptors in prefrontal cortex.
      ,
      • Lisman J.
      • Fellous J.-M.
      • Wang X.-J.
      A role for NMDA-receptor channels in working memory.
      ,
      • Wang X.-J.
      Synaptic basis of cortical persistent activity: The importance of NMDA receptors to working memory.
      ,
      • Sawaguchi T.
      • Goldman-Rakic P.
      The role of D1-dopamine receptor in working memory: Local injections of dopamine antagonists into the oculomotor delayed-response task.
      ,
      • Wang M.
      • Vijayraghavan S.
      • Goldman-Rakic P.S.
      Selective D2 receptor actions on the functional circuitry of working memory.
      ,
      • Seamans J.
      • Yang C.
      The principal features and mechanisms of dopamine modulation in the prefrontal cortex.
      ). In contrast, dopamine D2 receptors seem to destabilize PFC activity associated with WM maintenance (Seamans and Yang 2004) and might modulate activity associated with the response phase (
      • Wang M.
      • Vijayraghavan S.
      • Goldman-Rakic P.S.
      Selective D2 receptor actions on the functional circuitry of working memory.
      ). Deficits in NMDA and D1 receptor function might contribute to SZ pathophysiology (
      • Lisman J.
      • Fellous J.-M.
      • Wang X.-J.
      A role for NMDA-receptor channels in working memory.
      ,
      • Krystal J.
      • D'Souza D.
      • Mathalon D.
      • Perry E.
      • Belger A.
      • Hoffman R.
      NMDA receptor antagonist effects, cortical glutamatergic function, and schizophrenia: Toward a paradigm shift in medication development.
      ,
      • Abi-Dargham A.
      • Rodenhiser J.
      • Printz D.
      • Zea-Ponce Y.
      • Gil R.
      • Kegeles L.
      • et al.
      Increased baseline occupancy of D2receptors by dopamine in schizophrenia.
      ,
      • Koh P.
      • Undie A.
      • Kabbani N.
      • Levenson R.
      • Goldman-Rakic P.
      • Lidow M.S.
      Up-regulation of neuronal calcium sensor-1 (NCS-1) in the prefrontal cortex of schizophrenic and bipolar patients.
      ,
      • Koh P.
      • Bergson C.
      • Ashiwel S.
      • Goldman-Rakic P.
      • Lidow M.
      Up-regulation of the D1 dompamine receptor-interacting protein, calcyon, in patients with schizophrenia.
      ,
      • Goldman-Rakic P.S.
      • Castner S.
      • Svensson T.
      • Siever L.J.
      • Williams G.V.
      Targeting the dopamine D1 receptor in schizophrenia: Insights into cognitive dysfunction.
      ). Antipsychotic medication treatment that blocks the D2 receptor might further complicate the clinical picture. Thus, using WM phases to parse abnormalities in PFC activity associated with SZ might shed light on the disorder's neurobiology.
      On the basis of the studies reviewed in the preceding text, we hypothesized that SZS would display reduced PFC activation during the maintenance phase of WM. We further sought preliminary evidence that reduced persistence would be related to poor performance. In addition, we hypothesized that PFC activity during the response phase would be reduced in SZS.
      To distinguish PFC activity associated with WM phases in humans with functional magnetic resonance imaging (fMRI), one must specially design WM paradigms and analytic techniques to compensate for the limited temporal resolution of the blood-oxygenated level-dependent (BOLD) signal. We selected an fMRI paradigm that was designed to resemble the ocular delayed response task—a paradigm often used in nonhuman primate WM studies—and has been shown to be sensitive to PFC maintenance activity in healthy human volunteers (
      • Leung H.C.
      • Gore J.C.
      • Goldman-Rakic P.S.
      Sustained mnemonic response in the human middle frontal gyrus during on-line storage of spatial memoranda.
      ). It includes a relatively long retention interval of 16 sec to separate initial responses, termed cue or encoding-related activity, from brain activity related to maintenance.
      To analyze the results of our experiment we used an approach that we term “empirical timepoints” that involves calculating percent signal change from the BOLD timecourse data and requires fewer mathematical assumptions than traditional fMRI analysis. However, our hypotheses specified a decrease or decay of the BOLD signal over the course of the retention interval. This decay was best modeled by using a hemodynamic response function (HRF). Accordingly, on our major analyses we complemented the empirical timepoints approach with an analysis that deconvolved the hemodynamic response.

      Methods and Materials

      Participants

      As detailed in Table 1, participants were 14 psychiatrically stable outpatients (10 medicated and 4 medication-free) who were well-known to the research team and diagnosed with SZ or schizoaffective disorder according to a structured interview (Structured Clinical Interview for DSM-IV Axis I Disorders—Patient Edition [SCID-I/P]) (
      • First M.B.
      • Spitzer R.L.
      • Gibbon M.
      • Williams J.B.W.
      Structured Clinical Interview for DSM-IV Axis I Disorders-Patient Edition (SCID-I/P, Version 2.0).
      ). Detailed information regarding participant criteria is provided in Supplement 1. Psychiatric medication for each patient is supplied in Supplement 2. Healthy comparison subjects (n = 12) with no history of neurological, substance, or psychiatric disorder were matched to patients on age and parents' education. All participants gave written informed consent in accordance with Yale Human Investigation Committee procedures.
      Table 1Participant Characteristics
      Control Subjects (n = 12)Patients (n = 14)
      Age
      Although there was some age range in the participants, no statistically significant age effects were found in any of the data analyses.
      35.83 (9.05)42.36 (7.50)
      Gender6 men/6 women9 men/ 5 women
      Ethnicity2 AA/1 Asian/9 Caucasian2 AA/1 Asian/11 Caucasian
      Education Self15.8 (2.6)14.1 (2.3)
      Education Father
      Information was unavailable for two patients.
      13.4 (2.8)14.4 (4.2)
      Education Mother
      Information was unavailable for two patients.
      13.3 (2.1)13.9 (3.5)
      SANS (mean, SD)
      Information was unavailable for two patients.
      5.67 (2.74)
      SAPS (mean, SD)
      Information was unavailable for two patients.
      6.08 (3.15)
      Antipsychotic Medication4 med-free/7 2nd-generation/3 1st-generation
      DSM-IV Diagnosis1 295.1/5 295.3/6 295.7/2 295.9
      The 2nd-generation medication included olanzapine, risperidone, and clozapine.
      AA, African-American; SAPS, Scale for the Assessment of Positive Symptoms; SANS, Scale for the Assessment of Negative Symptoms.
      a Although there was some age range in the participants, no statistically significant age effects were found in any of the data analyses.
      b Information was unavailable for two patients.

      Procedure

      Patients were referred by outpatient research clinics that completed a structured diagnostic interview and assessed substance use via the SCID-I/P and/or the Addiction Severity Index (
      • McLellan A.T.
      • Luborsky L.
      • Woody G.E.
      An improved diagnostic evaluation instrument for substance abuse patients: The Addiction Serverity Index.
      ). Healthy control subjects were recruited by community advertisement and screened with a semi-structured phone interview based on the SCID. All participants were trained on the experimental task, performed it in the scanner, and were debriefed after scanning. Patients returned for a 1-hour rating session in which a single rater (ND) completed negative and positive symptom scales (
      • Andreasen N.C.
      Scale for the Assessment of Negative Symptoms.
      ,
      • Andreasen N.C.
      Scale for the Assessment of Positive Symptoms.
      ).

      Imaging Task

      Stimuli were projected onto a screen that participants viewed via a mirror. For the four-target task, illustrated in Figure 1, stimuli were four solid circles presented sequentially in locations ranging from ±3.6° to ±11.5° from the center of the screen. Target locations were selected from a set of 36 locations that had been previously piloted and matched for difficulty. Participants fixated on a dot at the center of the visual field for 3,250 msec. Each circle was presented for 1 sec with a 250-msec interstimulus interval. After a 16-sec retention interval, a ring, serving as a probe, appeared on the screen for 1 sec. Approximately one-half of the time, the probe matched one of the previous circles. The subject pressed one button to indicate that the probe location matched one of the previously presented circles and another button to indicate a nonmatch. After subjects responded to the probe, the fixation dot changed into a cross, which changed back to a dot at the start of the next trial. The intertrial interval (ITI) was 14 sec. The two-target task was the same as the four-target task except only two targets were presented and an additional 2,500 msec were added to the ITI to make the four-target and two-target trials the same length. Three four-target and three two-target trials alternated in each run. Scanning was performed on a 1.5-T Signa LX system (General Electric, Milwaukee, Wisconsin), equipped with the standard quadrature coil. Acquisition parameters are provided in Supplement 3.
      Figure thumbnail gr1
      Figure 1Timing of trial events for the four-target task. Colored rectangles show sampling periods for the encoding peak (blue, 6–21sec after trial start), the maintenance trough (green, 13.5–28.5 sec), the response peak (yellow, 21–36 sec), and the baseline (orange, 0–1.5 and 37.5–39). The peaks were defined as the image with the highest percent signal change from baseline during the sampling period, and the trough was defined as the image with the lowest percent signal change from baseline during the sampling period. Note that, because of the hemodynamic delay, sampling periods lag behind trial events. ITI, intertrial interval.

      Image Processing

      Pre-Processing and T-Maps

      Images acquired were motion corrected (
      • Friston K.
      • Williams S.
      • Howard R.
      • Frackowiak R.S.
      • Turner R.
      Movement-related effects in fMRI time-series.
      ), and those with motion > 2 mm in the x, y, or z direction or more than 3 degrees of pitch, yaw, or roll were eliminated. Data were smoothed in the spatial domain with a 6.25-mm Gaussian filter and corrected for slice acquisition time.
      Images were divided into 26 image (39 sec) trial blocks. The first and last two images of each block (images 1, 25, and 26) served as the baseline, and images 10–13 constituted the maintenance phase. A signal-change map was then derived for each run comparing the baseline and task and the maps averaged. Individual signal-change maps were transformed into Talairach space with piece-wise linear interpolation, and group composite t-map images were computed.

      Region-of-Interest Analysis

      With the Talairach grid, we defined 3–7 cm3 regions of interest (ROIs) in the PFC on the basis of those employed by Leung et al. (
      • Leung H.C.
      • Gore J.C.
      • Goldman-Rakic P.S.
      Sustained mnemonic response in the human middle frontal gyrus during on-line storage of spatial memoranda.
      ). The ROIs are displayed in Figure 2. We then computed timecourses for each ROI and trial type as described in Supplement 4. The resulting average timecourses were used to construct two types of analyses: 1) a timepoint analysis, and 2) an analysis based on convolving an HRF.
      Figure thumbnail gr2
      Figure 2Regions of interest used in analysis. R, right; SMFG, superior middle frontal gyrus; MFG, middle frontal gyrus; IFG, inferior frontal gyrus; VIFG, ventral inferior frontal gyrus.

      Defining Timepoints

      We selected an encoding peak, maintenance trough, and response peak with a computer program so that the encoding peak was always first, then the maintenance trough, and then the response peak. Figure 1 illustrates the timing of the events in the behavioral task and the periods used for defining encoding and response peaks and maintenance troughs. A rater, blind to group membership, reviewed each timecourse and the chosen peaks and troughs. Image ranges were expanded slightly for an individual curve when the program missed a peak or trough by a few images. We deleted two ROI curves for one control subject on the two-target task because there was no clear peak or trough.

      Statistical Analysis

      Distributions were examined and screened for outlying values. We employed a mixed model approach to data analysis, which is a relatively new statistical technique that allows for intercorrelated dependent variables (
      • Brown H.
      • Prescott R.
      Applied Mixed Models in Medicine.
      ,
      • Gueorguieva R.
      • Krystal J.H.
      Move over ANOVA: Progress in analyzing repeated-measures data and its reflection in papers published in the Archives of General Psychiatry.
      ). Unless otherwise specified in the text, all possible interactions were fitted. Only statistically significant effects are reported in this manuscript.
      We report here both analyses based on empirically derived timepoints and analyses based on a deconvolved hemodynamic response. For all of the empirical timepoint analyses, amplitude of the BOLD response as compared with baseline serves as the dependent variable. In terms of the analyses on empirically derived timepoints, the hypothesis that SZS would have reduced activation at maintenance and at response would be supported by a statistically significant group × timepoint effect. Follow-up analyses would indicate reduced activation during maintenance and response. We tested the hypothesis that sustained activity (the encoding peak minus the maintenance trough) is related to performance through simple correlations.
      The principal hypothesis that SZS would have reduced activation at maintenance and response was also tested with a more traditional model that fitted an HRF. It should be noted that the empirical and hemodynamic models are parallel but not entirely equivalent, particularly in the maintenance phase. The empirical model assesses the nadir BOLD response during a particular maintenance time window. In contrast, the hemodynamic model assesses the slope of the activation during the maintenance phase. We refer to this slope as decay of activation.
      For all follow-up analyses, we provide uncorrected p values that were significant after Bonferroni correction for multiple comparisons within but not between hypotheses. If the right hemisphere had greater amplitudes than the left and there was no statistically significant interaction between hemisphere and group, we fitted a model with only right ROIs for all primary analyses. Thus, we were able to compare two- and four-target versions of the task within the same model. Further details regarding our statistical analyses including calculation of the HRF and the exact statistical models used are contained in Supplement 5.

      Results

      Behavioral Data

      Performance scores on the spatial WM task are displayed in Table 2. Participants performed more accurately on the two-target than on the four-target task [F(1,21) = 6.10, p = .022]. The group difference in accuracy was not statistically significant, nor was the interaction between diagnosis and load. Additional analyses of hits, misses, false alarms, and correct rejections revealed no statistically significant group differences. The patients were slower than HCS [F(1,21) = 8.57, p = .008]. In both groups, reaction times were slower on the four-target than on the two-target task [F(1,21) = 17.2, p = .0005]. Average reaction times were related to chlorpromazine (CPZ) equivalents [r(13) = −.64, p < .05].
      Table 2Performance on the Spatial Working Memory Task: RT and Percent Correct
      Control Subjects (11)Patients (13)
      One patient only did the four-target task.
      RT (msec)
       2-target task1348 (339)1845 (593)
       4-target task1465 (390)2119 (657)
      % Correct
       2-target task.85 (.12).77 (.15)
       4-target task.77 (.05).71 (.13)
      Data are means (SD).
      RT, reaction time.
      a One patient only did the four-target task.

      Peak and Trough Activation Latencies

      Timepoint latency did not differ significantly between groups.

      Peak and Trough Amplitude Differences

      Prefrontal activation differences between groups varied with timepoint, group × time interaction [F(2,579) = 5.49, p = .004]. Group timecourses are displayed in Figure 3, and timepoint values are given in Supplement 6. No statistically significant group differences were found at the encoding peak [F(1,579) = .09, p = .764]. Patients had lower maintenance troughs than HCS [F(1,579) = 4.81, p = .029], although this result did not survive correction for multiple comparisons. Percent BOLD signal change from baseline at the trough was .09 for HCS and −.02 for SZS. Patient trough amplitude did not differ significantly from 0 (p = .53). Patients also had lower amplitudes than HCS at the response peak [.34 vs. .46, F(1,579) = 5.56, p = .019]. This result was still statistically significant after multiple comparison correction.
      Figure thumbnail gr3
      Figure 3Timecourses of all regions of interest used in analysis by group and task. Blue represents the stimulus encoding period when participants are viewing targets, and yellow represents the probe period. Timecourses are normalized by subtracting the mean baseline from each timepoint shown. SZS, patients with schizophrenia; HCS, healthy comparison subjects; other abbreviations as in .
      Differences between the two-target and the four-target task varied by timepoint (timepoint × load interaction: F(2,579) = 3.39, p = .034]. There were no group × load or group × timepoint × load interactions. Load effects were largest at the encoding peak [F(1,579) = 20.47, p = .00001], which was still statistically significant after multiple comparison correction. Percent change from baseline during encoding was greater on the four-target task than on the two-target task (.39 vs. .31). Response peak on the four-target task was also higher than that associated with the two-target task [.42 vs. .38, F(2,579) = 4.87, p = .008], although this result was not statistically significant after multiple comparison correction. No significant trough differences between the four-target and two-target tasks were observed.
      Regional differences varied by timepoint [F(6,579) = 11.13, p < .000001], and these differences did not vary significantly between groups. Regional differences in the total sample were significant at the encoding and response peaks but not at the maintenance trough and persisted after multiple comparison correction. During the encoding peak, Brodmann area (BA) 46/44 (middle frontal gyrus [MFG]) was significantly higher than the average of the other regions [F(1,579) = 11.39, p = .0008]. This difference remained after correction for multiple comparisons. In contrast, BA 47, located in the ventral inferior frontal gyrus (IFG), was lower than the average of the other regions [F(1, 579) = 52.87, p < .000001, and significance persisted after multiple comparison correction. During the response peak, BA 45 (IFG) was higher than the average of the other regions [F(1,579) = 76.68, p < .000001, with significance persisting after multiple comparison correction. In contrast, BA 47 (ventral IFG) and BA 6/8, located in the superior MFG, were lower than average [F(1,579) = 42.27, p < .000001 and F(1,579) = 8.95, p = .004, respectively]. Statistical significance remained after multiple comparison correction.

      Relationship Between Encoding Peak and Maintenance Trough Timepoints

      The association between encoding peak and maintenance trough was significant in both groups and varied with diagnosis [F(1,165) = 9.39, p = .003]. In healthy subjects, a 1-unit increase in encoding peak resulted in an average .57 ± .07 increase in the maintenance trough. In patients, a 1-unit increase in encoding peak resulted in an average .32 ± .06 unit increase in maintenance trough. These relationships are illustrated in Figure 4.
      Figure thumbnail gr4
      Figure 4Correlation between encoding peak and maintenance trough in HCS (top) and in SZS (bottom) averaging over the two-target and four-target tasks. Abbreviations as in .

      Relationship Between Response Peak and Previous Timepoints

      The analysis indicated that the relationship between the maintenance trough and response peak varied by diagnosis and task load. In the two-target task, the relationship between trough and response was strong and did not differ significantly between the groups. A 1-unit change in maintenance trough—averaging over all participants and controlling for the effect of encoding peak—produced a .29 ± .12 change in response peak [t(144) = 2.47, p = .015]. However, group differences emerged during the four-target task and are illustrated in Figure 5. On the four-target task in healthy subjects, maintenance trough amplitude was highly related to response peak amplitude [β = .59 ± .17, t(144) = 3.4 p = .001]. This finding was still statistically significant after multiple comparison correction. It was unrelated in patients with SZ. The relationship between maintenance trough and response peak was also affected by region [F(3,144) = 5.16, p = .002].
      Figure thumbnail gr5
      Figure 5Correlation between response peak and maintenance trough in HCS (left) and SZS (right) during the two-target (top) and four-target tasks (bottom). Abbreviations as in .

      Relationship Between Persistent Activity and Performance

      The average difference in amplitude between the encoding peak and the maintenance trough was correlated with percent correct. For the four-target task, this difference score was correlated with percent correct, −.42 (p = .046), but the correlation was not significant after correction for multiple comparisons. For the two-target task, the correlation was −.56 (p = .007), which was statistically significant after multiple comparison correction. Trends were noted for the SZS to achieve higher correlations than the HCS but these did not reach statistical significance.

      Chlorpromazine Equivalent Analyses

      In both the two-target and four-target task, there was a significant interaction between timepoint and CPZ [two-target: F(4,289) = 2.96, p = .02, and four-target: F(4, 304) = 3.12, p = .015]. The patients on lower doses of antipsychotic medication had greater encoding peak amplitudes than those on higher doses or no antipsychotic medication at all [two-target: F(2,289) = 3.66, p = .027, and four-target: F(2,304) = 3.60, p =.028]. The CPZ findings at encoding were not significant after Bonferroni correction, and there were no CPZ differences at maintenance or response.

      Analysis with HRF

      We also modeled the timecourse by convolving an HRF and computing β weights (see Supplement 4). Generally, the results of this analysis paralleled those derived from timepoints. Prefrontal activation differences between groups varied with timepoint [group × time interaction: F(2,587) = 3.39, p = .034]. The SZS and HCS participants had similar peaks during the encoding period. The SZS had greater decay of activation (i.e., a steeper downward slope) than HCS during the maintenance period [F(1,587) = 8.65, p = .003]. They had lower peaks during the response period [F(1,587) = 5.67, p = .018]. Both effects survived multiple comparison correction.
      In the β weight analysis, there was a region × diagnosis interaction that did not emerge in the timepoint analysis [F(3,587) = 3.89, p = .009]. In the ventral IFG (BA47), activation was greater across time periods in HCS than in SZS [F(1,587) = 10.47, p = .001]. This result survived correction for multiple comparisons.

      Discussion

      This article presents two principal findings related to prefrontal cortical dysfunction in SZ. First, this study shows that PFC activity associated with the maintenance of WM is reduced in SZS relative to HCS. In the empirical timepoints analysis, there was an initial finding that was nonsignificant after adjustment for multiple comparisons. This indicated that nadir response phase activity was reduced in SZS even when activation at encoding was held constant. In the analysis that convolved an HRF we were able to assess decay of PFC activity over time. This analysis was also consistent with a maintenance deficit. Furthermore, we found that reduced maintenance activity was associated with poor performance. Second, both empirical and hemodynamic models indicated reduced response phase PFC activity in SZS. The findings were made possible because the paradigm and analytic techniques employed were specially designed to isolate PFC activity associated with the phases of WM.

      Performance

      Performance accuracy was similar in the two groups, but the SZS responded more slowly than the HCS. Reaction time was related to medication dose. Observed group differences in reaction time did not seem to affect the latency of the BOLD timepoints.

      Decay of Maintenance Activity

      In healthy subjects, encoding peaks in PFC activity are substantially sustained during the maintenance and response phases of WM. In contrast, in schizophrenic individuals, there is a greater decay in PFC activity that would normally contribute to the maintenance of information in WM. Thus, in patients, cortical activity associated with encoding peaks is not well sustained in the delay period.
      This deficit did not seem to be related to SZS having more difficulty with the study task. First of all, we did not find performance accuracy differences between the two groups. Secondly, we used a load manipulation to better understand how task difficulty might influence findings. The more difficult four-target task increased encoding and response peak amplitudes in both patients and healthy subjects. Thus, maintenance activity was not related to load in either group. Furthermore, our load analysis supports the assertion that the task presented similar difficulty for both groups. Because increased load was associated with higher encoding and response peaks in both groups, we would expect that, if the patients were experiencing greater task difficulty, they would have higher encoding and response peaks than HCS. This was not the pattern found.

      Reduced Response Peaks

      The SZS obtained lower response peaks than their healthy counterparts. Because, in general, lower maintenance troughs predict lower response peaks, the lower response peaks observed in SZS largely reflect their inability to sustain activation during maintenance. However, an additional deficit was noted during the more difficult four-target task. In SZS, the relationship between maintenance trough and response peak was so compromised that there was no statistically significant relationship found between the two timepoints. Our observation parallels a recent report by Johnson et al. (
      • Johnson M.
      • Morris N.
      • Astur R.
      • Calhoun V.
      • Mathalon D.
      • Kiehl K.
      • et al.
      A functional magnetic resonance imaging study of working memory abnormalities in schizophrenia.
      ). In an fMRI paradigm, they found that during encoding both SZS and HCS had increased dorsal lateral PFC activation in response to increased load. However, during the response period, an almost flat response to load was observed in patients. Our data suggest that the patients' reduced response to load might be related to a deteriorating relationship between maintenance and response that occurs in situations of increased demand.

      Deficits and Medication

      Previous research indicates that antipsychotic medication blocks D2 receptors and, with chronic administration, reduces D1 receptors in PFC (
      • Wang M.
      • Vijayraghavan S.
      • Goldman-Rakic P.S.
      Selective D2 receptor actions on the functional circuitry of working memory.
      ,
      • Lidow M.S.
      • Elsworth J.D.
      • Goldman-Rakic P.S.
      Down-regulation of the D1 and D5 dopamine receptors in the primate prefrontal cortex by chronic treatment with antipsychotic drugs.
      ). Thus, D1 and D2 deficits related to medication could possibly explain the reduced brain activation observed in this study during the response and maintenance phases, respectively. The CPZ equivalents are a very rough way of equating antipsychotic medication, which only takes into account the relative potency of drugs at D2 receptors and dose. However, using this approach allowed us to provide preliminary evidence that the effects observed during maintenance and response were not simply medication effects. In regard to the reduced delay-related PFC activity observed, there was no association between antipsychotic medication dose and decay of PFC activity during the maintenance phase of WM. In addition, the deficits in maintenance-related PFC activity seemed to be similar in medication-free and medicated patients.

      Relationship to Previous WM Studies in SZ

      A meta-analysis (
      • Lee J.
      • Park S.
      Working memory impairments in schizophrenia: A meta-analysis.
      ) and several recent studies implicate encoding as a primary WM deficiency in SZ (
      • Cairo T.A.
      • Woodward T.S.
      • Ngan E.T.
      Decreased encoding efficiency in schizophrenia.
      ,
      • Lencz T.
      • Bilder R.
      • Turkel E.
      • Goldman R.
      • Robinson D.
      • Kane J.M.
      • et al.
      Impairments in perceptual competency and maintenance on visual delayed match-to-sample test in first-episode schizophrenia.
      ,
      • Tek C.
      • Gold J.M.
      • Blaxton T.
      • Wilk C.
      • McMahon R.P.
      • Buchanon R.W.
      Visual perceptual and working memory impairments in schizophrenia.
      ). Thus, some might be surprised that we did not find deficient activation in the first peak, a time period commonly viewed as relating to encoding processes (
      • Jha A.P.
      • McCarthy G.
      The influence of memory load upon delay interval activity in a working memory task: An event-related functional MRI study.
      ,
      • Manoach D.S.
      • Greve D.N.
      • Lindgren K.A.
      • Dale A.M.
      Identifying regional activity associated with temporally separated components of working memory using event-related functional MRI.
      ). There is a great deal of evidence that individuals with SZ are deficient in attention and early perceptual processing (
      • Neuchterlein K.
      • Dawson M.
      • Ventura J.
      • Miklowitz D.
      • Konishi G.
      Information-processing anomalies in the early course of schizophrenia and bipolar disorder.
      ,
      • Ford J.
      • Mathalon D.
      • Marsh L.
      • Faustman W.
      • Harris D.
      • Hoff A.
      • et al.
      P300 amplitude is related to clinical state in severely and moderately ill patients with schizophrenia.
      ,
      • Rodnick E.
      • Shakow D.
      Set in the schizophrenic as measured by a composite reaction time index.
      ). However, we chose a task that would minimize encoding demands and allow us to focus on possible deficits in maintenance activity. Thus, our work does not suggest that WM encoding is intact in SZS but rather that the relationships among encoding, maintenance, and response is compromised.
      Our protocol was designed to assess simple maintenance of spatial locations. Although tasks that only require basic maintenance processes rather than extensive manipulation of WM contents tend to produce smaller group differences (
      • Barch D.M.
      What can research on schizophrenia tell us about the cognitive neuroscience of working memory?.
      ), maintenance deficits in SZS are often reported (
      • Park S.
      • Holzman P.
      Schizophrenics show spatial working memory deficits.
      ,
      • Goldberg T.E.
      • Patterson K.J.
      • Taqqu Y.
      • Wilder K.
      Capacity limitations in short-term memory in schizophrenia: tests of competing hypotheses.
      ).
      The maintenance period was quite long, which raises the possibility that the two groups might have had time to engage in different cognitive processes during that time. We did not manipulate motivation and therefore cannot account for motivation-related effects. In addition, we did not control for active processes related to memory maintenance such as rehearsal. These two effects require further study. However, a recent study provided an especially provocative examination of active maintenance processes in SZS (
      • Grillon M.
      • Johnson M.
      • Danion J.
      • Rizzo L.
      • Verdet C.
      • Huron C.
      Assessing a minimal executive operation in schizophrenia.
      ). The investigators asked SZS and HCS to “refresh” presented words (i.e., bring the words back into conscious awareness). They found that, even though the patients' longer-term memory benefited from refreshing, they were differentially slower at this basic maintenance operation.
      A limitation of our study was that in order to facilitate a thorough investigation we concentrated on a pre-selected set of PFC ROIs. Perhaps restricting our selection to ROIs known to be elevated during maintenance contributed to the weak regional findings in this study. In general, we found no regional differences in group effects within the PFC. However, in an analysis that fitted the HRF, we found that ventral IFG was more activated across the three phases in HCS than in SZS.
      There is strong evidence that spatial WM involves a network of brain areas beyond the PFC, including anterior cingulate, the frontal eye fields, premotor areas, inferior parietal lobule, and superior parietal lobule (
      • Leung H.C.
      • Gore J.C.
      • Goldman-Rakic P.S.
      Sustained mnemonic response in the human middle frontal gyrus during on-line storage of spatial memoranda.
      ,
      • Jonides J.
      • Smith E.
      • Koeppe R.
      • Awh E.
      • Minoshima S.
      • Mintun M.
      Spatial working memory in humans as revealed by PET.
      ,
      • Leung H.C.
      • Seelig D.
      • Gore J.C.
      The effect of memory load on cortical activity in the working memory circuit.
      ,
      • Owen A.
      • Doyon J.
      • Petrides M.
      • Evans A.
      Planning and spatial working memory: A positron emission tomography study in humans.
      ,
      • Belger A.
      • Puce A.
      • Krystal J.
      • Gore J.
      • Goldman-Rakic P.
      • McCarthy G.
      • et al.
      Dissociation of mnemonic and perceptual processes during spatial and nonspatial working memory using fMRI.
      ). Thus, it is important to note that the dysfunctions we report might result from brain activity outside the ROIs we studied.
      Along with limitations associated with the brain areas selected, the implications of our research are also constrained by our participants. Our sample size was relatively small, which reduced our power to detect differences. For example, we did not find any group differences in accuracy on our spatial WM task. However, trends can be observed in the data, and it is possible that group effects would have been found with a larger sample. Another issue was that we did not have any control over the medication regime of our patients. Thus, it is very likely that medication and clinical characteristics are confounded in this sample. For this reason, our analyses involving medication should be viewed cautiously and in an exploratory manner.

      Conclusions

      This investigation allowed an in-depth analysis of timecourse data in a carefully chosen set of ROIs. It might provide a useful lens for better understanding the interplay between PFC areas and other brain areas that underlie WM and the alteration of that connectivity in SZ. Our investigation revealed an orderly relationship between phases of WM in healthy subjects. These relationships can be seen as a physical instantiation of the transfer of information necessary to successfully accomplish each phase of the WM process. From the neuronal perspective, each phase is accomplished by partially overlapping populations of neurons, so information needs to be communicated from neuron to neuron in a complex manner that we are only beginning to understand (
      • Funahashi S.
      • Bruce C.J.
      • Goldman-Rakic P.S.
      Visiospatial coding in primate prefrontal neurons revealed by oculomotor paradigms.
      ,
      • Funahashi S.
      Prefrontal cortex and working memory processes.
      ). Our results indicate these relationships become fractured in SZ. Specifically, SZS fail to sustain activity during the maintenance period. Their activations during the response phase are also reduced. Because maintenance trough and response peak are linked, the loss of response phase activation might partially reflect the failure to sustain activity during maintenance. In addition, under the demands of a higher load level, it was found that the relationship between maintenance trough and response peak disintegrated. The group differences observed were not associated with performance differences or medication status.
      The enhanced decay of PFC activity observed in this study is consistent with neurobiological hypotheses related to the neuropathology of SZ, particularly reduced dopamine D1 and NMDA glutamate receptor function. Reduced response peaks in SZS might implicate D2 receptor dysfunction. However, the lack of association between antipsychotic medication and response peaks might throw doubt on this hypothesis. Further experimentation with patients randomized to treatment and dose might help elucidate the role of D2 receptors in response peak deficits.
      Drs. Krystal and Goldman-Rakic share senior authorship. Dr. Goldman-Rakic was instrumental in developing this project, funded it from her grants, and interpreted much of the initial imaging data. Dr. Krystal joined the project after her death, suggested new methods of analysis, and helped to interpret the later results. We wish to thank Dr. Bruce Wexler, who assisted with subject recruitment and characterization as well as Chekema Prince, Julie Holub, Sergio Zenisek, Kenneth Rando, M.A., Kathleen Maloney, and Timothy Talbot, who served as research assistants. Cheryl Lacadie generously consulted on image processing and software issues. The MRI technologists, Hedy Sarofin, Terry Hickey, and Cheryl McMurray, ensured that all MRI sessions were run smoothly and correctly. This manuscript is dedicated to the memory of our friend, colleague, and collaborator, Patricia Goldman-Rakic, Ph.D. May your work, your dedication, and your inquiring mind ever serve as an inspiration to us!
      This research was supported by The National Institutes of Mental Health (P50 MH44866 and P50 MH068789-01), The Essel Foundation “The Lieber Center for Schizophrenia Research”, the National Alliance for Research on Schizophrenia and Depression, the National Institute on Alcohol Abuse and Alcoholism (K05 AA014906-01), the Department of Veterans Affairs (Schizophrenia Biological Research Center, Alcohol Research Center), and the Yale General Clinical Research Center (MO1-RR00125).
      Dr. Krystal reports that he consults for the following pharmaceutical companies: AstraZeneca Pharmaceuticals, Cypress Bioscience, HoustonPharma, Schering-Plough Research Institute, Shire Pharmaceuticals, and Pfizer Pharmaceuticals. He serves on the following advisory boards: Bristol-Myers Squibb, Eli Lilly and Company, Forest Laboratories, GlaxoSmithKline, Lohocla Research Corporation, Merz Pharmaceuticals, Takeda Industries, and Transcept Pharmaceuticals. He has exercisable warrant options with: Tetragenex Pharmaceuticals, and derives research support from: Janssen Research Foundation (through the VA). Dr. Krystal has pending patents for: glutamatergic agents for psychiatric disorders (depression, obsessive-compulive disorder), antidepressant effects of oral ketamine, and oral ketamine for depression. Dr. Goldman-Rakic is deceased. All other authors report no biomedical financial interests or potential conflicts of interest.

      Supplementary data

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