Abstract
Background
N-methyl-D-aspartate receptor antagonists, such as ketamine, have rapid antidepressant effects in patients with treatment-resistant depression (TRD). We hypothesized that nitrous oxide, an inhalational general anesthetic and N-methyl-D-aspartate receptor antagonist, may also be a rapidly acting treatment for TRD.
Methods
In this blinded, placebo-controlled crossover trial, 20 patients with TRD were randomly assigned to 1-hour inhalation of 50% nitrous oxide/50% oxygen or 50% nitrogen/50% oxygen (placebo control). The primary endpoint was the change on the 21-item Hamilton Depression Rating Scale (HDRS-21) 24 hours after treatment.
Results
Mean duration of nitrous oxide treatment was 55.6 ± 2.5 (SD) min at a median inspiratory concentration of 44% (interquartile range, 37%–45%). In two patients, nitrous oxide treatment was briefly interrupted, and the treatment was discontinued in three patients. Depressive symptoms improved significantly at 2 hours and 24 hours after receiving nitrous oxide compared with placebo (mean HDRS-21 difference at 2 hours, −4.8 points, 95% confidence interval [CI], −1.8 to −7.8 points, p = .002; at 24 hours, −5.5 points, 95% CI, −2.5 to −8.5 points, p < .001; comparison between nitrous oxide and placebo, p < .001). Four patients (20%) had treatment response (reduction ≥50% on HDRS-21) and three patients (15%) had a full remission (HDRS-21 ≤ 7 points) after nitrous oxide compared with one patient (5%) and none after placebo (odds ratio for response, 4.0, 95% CI, .45–35.79; OR for remission, 3.0, 95% CI, .31–28.8). No serious adverse events occurred; all adverse events were brief and of mild to moderate severity.
Conclusions
This proof-of-concept trial demonstrated that nitrous oxide has rapid and marked antidepressant effects in patients with TRD.
There is a strong biological rationale supporting the potential therapeutic use of nitrous oxide in TRD. Although nitrous oxide is known to modulate several central nervous system targets (
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), like ketamine, the primary target of nitrous oxide appears to be the
N-methyl-D-aspartate (NMDA) receptor, where nitrous oxide acts as a noncompetitive inhibitor (
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). NMDA receptor signaling has been implicated in the neurobiology of depression and is a key component of central nervous system information processing (
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). Consistent with the relevance of NMDA receptor signaling in the pathophysiology of major depression, NMDA receptor antagonists, such as ketamine (a general, dissociative anesthetic), have been shown to provide rapid and sustained antidepressant effects at subanesthetic doses in TRD (
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). Given the similar mechanisms of action, we hypothesized that nitrous oxide may also have rapid antidepressant effects in TRD. This proof-of-concept trial assessed the immediate (2 hours) and sustained (24 hours) antidepressant effects of nitrous oxide in a population of well-characterized patients with TRD.
Methods AND MATERIALS
Study Design and Oversight
This study was designed as a randomized, placebo-controlled crossover pilot clinical trial testing the antidepressant effects of nitrous oxide in 20 patients with TRD. In this study, patients had two treatment sessions that were 1 week apart (nitrous oxide or placebo). The sequential order of the sessions was assigned by a random number generator. Other than the gas mixture administered, the sessions were indistinguishable in setting, setup, and monitoring.
We undertook several measures to ensure treatment blinding. First, we completely separated personnel and location of the team providing nitrous oxide treatment from the team performing psychiatric evaluations. The two locations were physically separated from each other, and no team member was allowed to enter the other space while a study patient was present. Second, records for the nitrous oxide and placebo treatment administration were kept separate from the psychiatric assessment case report forms until completion of the study. Third, all equipment used to provide treatments was identical between nitrous oxide and placebo sessions. Lastly, patients were blinded as to the nature of the inhaled gas at each inhalation session; all patients were informed that they would receive either nitrous oxide or an air mixture with a high nitrogen component (placebo).
A data and safety monitoring board monitored the trial. The study was approved by the Washington University in St. Louis Institutional Review Board, and all patients provided written, informed consent. The trial was registered at clinicaltrials.gov (NCT02139540).
Patients
Patients were recruited from an existing database of patients with TRD administered by the Washington University Department of Psychiatry and from the “Volunteers for Health” patient pool (individuals with various medical or psychiatric conditions who volunteer to participate in clinical research) within Washington University School of Medicine. Inclusion criteria were 1) age 18–65 years; 2) meeting DSM-IV-TR criteria for major depressive disorder without psychosis, as determined using a structured clinical interview [Mini International Neuropsychiatric Interview (
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)]; 3) a pretreatment score >18 on the 21-item Hamilton Depression Rating Scale (HDRS-21); and 4) meeting criteria for TRD, defined as having had at least two adequate dose-duration, antidepressant medication failures in the current depressive episode and a lifetime failure of at least three antidepressant medication trials. Exclusion criteria were 1) a history of bipolar disorder, schizophrenia, schizoaffective disorder, obsessive-compulsive disorder, panic disorder, or documented Axis II diagnoses; 2) active or recent substance abuse or dependence (“recent” defined as within the past 12 months; exception was made for nicotine use disorder); 3) the presence of acute medical illness that could interfere with study participation, including, but not limited to, significant pulmonary disease; 4) active suicidal intention; 5) active psychosis; 6) previous administration of NMDA receptor antagonists (e.g., ketamine); 7) ongoing treatment with electroconvulsive therapy; 8) pregnancy or breastfeeding in female patients; and 9) contraindications against the use of nitrous oxide (e.g., pneumothorax, middle ear occlusion, elevated intracranial pressure, chronic cobalamin or folate deficiency treated with folic acid or vitamin B
12). Patients were instructed to continue their current standard of care treatment for major depression and were required to maintain a stable medication or psychotherapy regimen without changes for 4 weeks before initiation of the study and to continue on the same dosage throughout the study.
Treatment
Patients received either an admixture of up to a maximum of 50% nitrous oxide and 50% oxygen (“active treatment”) or 50% nitrogen/50% oxygen (“placebo”) for 1 hour. The inspiratory nitrous oxide concentration was titrated during the first 10 min until 50% was achieved. The 50% nitrous oxide concentration was selected in this pilot trial based on clinical experience for sedation in dentistry and obstetric analgesia, where 50% nitrous oxide has been used for decades with an excellent safety and effectiveness record. We decided to maintain an equal oxygen concentration (50%) in the placebo treatment to limit the variability between treatment and placebo. The gas mix was administered via a standard anesthesia facemask through tubing connected to an anesthesia machine. A small sample connector line was inserted into the facemask allowing the measurement of inhaled and exhaled gas concentrations. Total gas flow was 4–8 L/min. Patients were monitored during and after the treatment according to the American Society of Anesthesiologists standard, which includes continuous three-lead electrocardiogram, pulse oximetry, noninvasive blood pressure, and end-tidal carbon dioxide under the supervision of an attending-level anesthesiologist. After the 1-hour treatment session, patients were transferred to a recovery area and monitored for 2 hours. A study team physician determined if the patients met criteria for discharge before patients were allowed to leave the treatment facility.
Outcomes
Outcomes were assessed at six time points for each patient (three per session; two sessions): at baseline (pretreatment), 2 hours after treatment for each session, and 24 hours after treatment for each session. A 1-week outcome assessment was not formally planned but was available as part of the baseline assessment for the second treatment session. The primary study endpoint was the change in the HDRS-21 at 24 hours after treatment. Secondary endpoints included change on the Quick Inventory of Depressive Symptomatology Self Report (QIDS-SR) scale. The primary mood assessment was selected to be administered at 24 hours to ensure that any acute euphoric effects of nitrous oxide had dissipated by this time (nitrous oxide euphoric effects typically cease shortly after discontinuation of nitrous oxide administration). Psychiatric safety endpoints were assessed via careful clinical observations and questioning for dangerousness to self (suicidality) as well as for emergence of psychosis (hallucinations, delusions, disorganized thinking). Other safety endpoints included cardiovascular, respiratory, and central nervous system adverse events determined by hemodynamic and respiratory monitoring. The extent of nitrous oxide–induced inactivation of vitamin B12 was determined by measurement of plasma total homocysteine before and after treatment.
Statistical Analysis
The primary outcome (HDRS-21) was analyzed with a repeated-measures mixed effects linear model using restricted maximum likelihood estimation. To adjust for the observed carryover effect, the model included a randomization group term and a three-way interaction (treatment × time × randomization group). Also, we performed a similar repeated-measures mixed model for only the first treatment session (with a two-way interaction). These analyses were repeated for the QIDS-SR scale.
To compare the rates of treatment responses and remissions between the two treatments (using the paired data structure), an exact binomial test was used (and corresponding odds ratios [ORs] calculated) because the number of discordant pairs was <20. Data are presented as mean ± SD or 95% confidence intervals [CIs] or as median and interquartile range.
Because this was the first in-human patient pilot study, no prior knowledge existed for adequate sample size determination. We based our sample size (20 patients with TRD) on available results from ketamine trials in similar populations, where a significant antidepressant effect was observed in <20 patients. JMP Pro 11.1 and SAS 9.3 (SAS Institute, Inc, Cary, North Carolina) and GraphPad Prism 6.04 (GraphPad Software, Inc, La Jolla, California) were used for the statistical analysis and graphing. All reported p values are two-sided, and a p value < .05 was considered statistically significant.
Discussion
This proof-of-concept trial demonstrated that nitrous oxide has rapid antidepressant effects in patients with TRD. These antidepressant effects were sustained for at least 24 hours and in some patients for 1 week. Nitrous oxide resulted in a treatment response in 20% of patients with TRD and remission in 15%. Although a subset of patients experienced adverse events requiring a short interruption or discontinuation of treatment, the mild to moderate nature and immediate reversibility of these events (nausea, anxiety, vomiting) suggest an acceptable risk/benefit ratio for nitrous oxide use in the setting of TRD.
The internal validity of our crossover trial was affected by the observed carryover effect (i.e., patients having a different baseline at different treatment sessions). In our study, several patients who returned for their second treatment session had markedly lower depression scores. Typically, carryover effects bias results toward the null hypothesis (i.e., reduce the observable effect size) (
29Higgins JPT, Green S, editors (2011): 16.4.3. Assessing risk of bias in cross-over trials. In: Cochrane Handbook for Systematic Reviews of Interventions Version 5.1.0 [updated March 2011]. The Cochrane Collaboration. Available from www.cochrane-handbook.org.
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30Crossover Designs. Clinical Trials, A Methodologic Perspective.
). This was the case in our study: the 10 patients who received nitrous oxide treatment first had a mean reduction in depressive symptoms of 8.6 points on the HDRS-21 compared with 5.5 points for the full cohort. This observation supports the notion that nitrous oxide has true antidepressant efficacy. A second effect that influenced the internal validity of our trial was the presence of a placebo effect. Placebo effects are common in trials of antidepressants (
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) and may introduce bias by masking or exaggerating treatment effects.
Pilot studies, such as this early phase II clinical trial, are designed to detect an efficacy signal in a small group of patients and cannot provide robust and definitive measures of effectiveness. Pilot trials should be interpreted with caution because results must be replicated in larger cohorts. Although the antidepressant efficacy results in this trial are promising, several potential limitations should be taken into consideration. First, although our study team went to great lengths to maintain blinding, the euphoric effects of nitrous oxide inhalation are difficult to mask. Nitrous oxide induces sedation and has a slightly sweet smell and taste. It is possible that some patients were able to determine whether they were receiving nitrous oxide or placebo inhalation. We did not test patients to determine if they were aware of their group assignment, and this limits our conclusions. We intentionally selected the 24-hour postinhalation mark as the primary measure to minimize acute euphoric effects. However, there remains the possibility that nitrous oxide inhalation may have produced a “masking” of depressive symptoms (i.e., the depressive symptoms were not really altered, but rather “covered up” by other effects). Symptom “masking” has been observed with rapidly acting psychostimulants (methylphenidate and cocaine), which promote a transient alteration in mood but not a true antidepressant effect (
33Do the old psychostimulant drugs have a role in managing treatment-resistant depression?.
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).
Second, although we clinically assessed the presence of euphoria and psychosis at each time point, we did not do standardized testing of either. In general, at 2 hours and 24 hours, the patients did not report euphoric feelings. Third, the use of the HDRS-21 and QIDS-SR scales to measure rapid antidepressant action was a limitation because both scales assess symptom changes occurring over the course of days and weeks rather than hours, including questions related to sleep and weight, and are not ideal for assessing changes in antidepressant action that occur rapidly. Different scales, such as the International Positive and Negative Affect Schedule Short Form or a visual analog scale, might have been superior. Fourth, we had no prior knowledge about dosing in this patient population and opted to use a 50% inspiratory concentration of nitrous oxide, a dose commonly used in dentistry and obstetric analgesia. Subsequent studies may determine that different dosing regimens improve efficacy and tolerance.
Compared with ketamine, the most commonly investigated NMDA receptor antagonist drug in major depressive disorder, nitrous oxide had a similarly rapid onset of antidepressant action (within 2 hours) but appeared to be devoid of psychotomimetic side effects seen with ketamine (delusions, illusions, hallucinations), which may result from the more favorable pharmacokinetics of nitrous oxide because its offset occurs on the order of minutes (
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,
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). The fact that both ketamine and nitrous oxide have antidepressant effects in patients with TRD supports the notion that NMDA receptor signaling plays a crucial role in the neurobiology of major depressive disorder (
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). However, recent data indicate that other neurotransmitter receptor systems, including nicotinic acetylcholine receptors, may be important contributors to rapid antidepressant actions (
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).
We can only speculate why certain NMDA receptor antagonists (ketamine, nitrous oxide) appear to have rapid antidepressant properties, whereas others, such as memantine, do not. Differences in NMDA receptor channel blocking seem unlikely to contribute because differences between ketamine and memantine are often observable only under extreme depolarization or pathologic receptor activation (simulated ischemia) (
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). The presence of extracellular magnesium may distinguish the effects of ketamine and memantine on NMDA receptors, with memantine being relatively ineffective against NMDA receptor–mediated synaptic currents in magnesium (
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). This latter effect also appears to contribute to differences in the ability of the two drugs to promote brain-derived neurotrophic factor production. Differences in mode of administration and pharmacokinetics may also contribute to observed clinical differences between ketamine and memantine. Although nitrous oxide, similar to ketamine, is a noncompetitive NMDA receptor antagonist, it differs from ketamine in lacking use dependence and is not a trapping open channel blocker (
15- Mennerick S.
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Effect of nitrous oxide on excitatory and inhibitory synaptic transmission in hippocampal cultures.
). Nitrous oxide represents an alternative way to modulate NMDA receptor function clinically.
Although a single administration of 50% nitrous oxide/oxygen has been found to be generally safe (4% nonserious adverse event rate among 25,828 patients receiving sedation (
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)), two potential safety concerns exist. First, nitrous oxide administration had to be interrupted or discontinued in a subset of our patients (typically near the end of the 1-hour treatment session), and the adverse event profile indicates that some patients may experience emotional discomfort, paradoxically increased anxiety levels, and nausea during nitrous oxide administration. Although nearly all side effects were limited to the immediate treatment period and disappeared shortly after discontinuation, their nature suggests that perhaps a shorter treatment duration or lower nitrous oxide concentration may be advantageous.
A second potential safety concern relates to inactivation of vitamin B
12 by nitrous oxide (
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46Cobalamins and nitrous oxide: A review.
). Although a single exposure is unlikely to result in clinically relevant hematologic or neurologic complications (
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), the risk for such complications is substantially higher when nitrous oxide administrations are repeated within short periods of time (
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). Hematologic and neurologic complications, such as megaloblastic anemia and myelopathy, have been reported among persons who chronically abuse nitrous oxide (
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) and patients with chronic disturbances of folate metabolism (
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). It is likely that for sustained antidepressant effect, nitrous oxide must be administered several times, which would increase the risk for such complications. Nitrous oxide is a drug of abuse, and its abuse potential represents a potential limitation for its clinical utility in major depressive disorder. Our pilot study was not designed to address this safety concern.
In conclusion, this preliminary, proof-of-concept clinical trial provides the first evidence that nitrous oxide may have rapid and marked antidepressant effects in patients with TRD. Subsequent studies are required to determine optimal antidepressant dosing strategies and the risk/benefit ratio of nitrous oxide in a larger and more diverse population of patients with TRD.
Acknowledgments And Disclosures
This work did not receive any extramural support and was solely supported by the Departments of Anesthesiology and Psychiatry and the Taylor Family Institute for Innovative Psychiatric Research at Washington University School of Medicine. The sponsoring departments had no role in the collection, management, and interpretation of the data or preparation, review, or approval of the manuscript.
We thank the Taylor Family Institute for Innovative Psychiatric Research at Washington University School of Medicine, St. Louis, for their support. We also thank the clinical staff from the Washington University/Barnes-Jewish Hospital Electroconvulsive Therapy service who provided tremendous help during this trial. We are very grateful for the help and advice of the following individuals who were involved during the planning or enrollment stages of this study: Evan Kharasch, M.D., Ph.D.; Michael Jarvis, M.D.; Yvette Sheline, M.D.; Donald Bohnenkamp, M.D.; Joann Filla-Taylor, B.S.N.; Britt Gott, M.S., B.S.; Nancy Hantler, B.S., C.C.R.C.; Juee Phalak, M.B.B.S., M.P.H.; and Frank Brown, B.Sc.
PN has filed for intellectual property protection related to the use of nitrous oxide in major depression and has received research support from Roche Diagnostics, Abbot, and Express Scripts unrelated to this work. CFZ serves on the Scientific Advisory Board of Sage Therapeutics; Sage Therapeutics was not involved in this study. CC was previously on the speaker’s bureau for Bristol-Myers Squibb and Otsuka Pharmaceuticals and has received research funding from Bristol-Myers Squibb, Cyberonics, the Stanley Baer Foundation, and the Brain and Behavior Research Foundation. All other authors report no biomedical financial interests or potential conflicts of interest.
Article Info
Publication History
Published online: December 08, 2014
Accepted:
November 17,
2014
Received in revised form:
November 13,
2014
Received:
September 10,
2014
Copyright
© Society of Biological Psychiatry, 2014.